Becoming Human Part 1

Our understanding of the evolution of us modern humans has changed dramatically in the last few years as ancient genomes are decoded and we discover that humans, Neanderthals and Denisovans interbred, and also in the remote past interbred with previously unknown “superarchaic” human groups.  Scientists are also discovering new species of extinct hominids, and no doubt will continue to shed further light on our origins. Just to try to sort out the big picture in my own mind and to put these various discoveries in context, I’ve tried to summarize what we think we know, or at least what the evidence available to date suggests. This will no doubt continue to change.

This is the first of two posts and summarizes the evolution of pre-human species from the first monkeys around 35 million years ago (Mya) to the appearance of the first human species around 2 Mya. A following post will summarize the evolution of humans from the appearance of the first human species Homo habilis 2 Mya to the appearance of anatomically modern Homo sapiens sapiens around 250 thousand years ago and  mitochondrial Eve, who lived around 178,000 years ago.

The evolution of mammals and the monkeys

Although the earliest true mammals evolved during the late Triassic period towards the end of the age of the dinosaurs, they remained small and relatively inconspicuous until around 65 Mya, the time of the disappearance of the dinosaurs. The first modern monkeys evolved in Africa or Asia around 35 Mya and around 23 Mya they split into two lines: the Old World Monkeys (which led to many species including baboons, macaques and colobus monkeys) and the Hominoids (which led to gibbons, orangutangs, apes and humans).

The split of gibbons and then gorillas from hominines

The split of the Hominoid superfamily (apes) into the Hylobatids (gibbons) and Hominids (great apes) families occurred in the early Miocene, roughly 20 to 16 million years ago. Recent research suggests that the last common ancestor of gibbons and apes — including humans — was much smaller than previously thought, about the size of a gibbon [1]. Mark Grabowski and co-authors compared body size data from modern primates, including humans, to those estimated from a wide range of fossil hominins and primates. They found that the common ancestor of apes and gibbons was likely small, probably weighing about 5.5 kg (12 pounds), which goes against previous suggestions of a chimpanzee-sized, chimpanzee-like ancestor. Our last common ancestor with the gibbons was very likely gibbon-like, a small and nimble tree-dweller.

The last common ancestor of the hominoids was likely a small tree-dwelling and gibbon-like primate.

Among living primates, humans are most closely related to bonobos and chimpanzees and gorillas. The following diagram shows evolution of the hominoid family and the dates at which the major hominoid genera split off from the lines that eventually became humans. The gibbons and then the orangutans were the first groups to split from the line leading to the hominins, including humans—followed by gorillas around 10 Mya, and, ultimately, by the chimpanzees (genus Pan).

With the sequencing of both the human and chimpanzee genome, as of 2012 estimates of the similarity between their DNA sequences range between 95% and 99%. By estimating the frequency of mutations and thus the time required for the number of divergent mutations to accumulate between two lineages, the approximate date for the split between lineages can be calculated.

The split between chimpanzees and humans

The split between hominin and chimpanzee lineages is placed by some between 4 to 8 million years ago, that is, during the Late Miocene. Speciation appears to have been unusually drawn out. Initial divergence occurred sometime between 7 to 13 million years ago, but ongoing hybridization blurred the separation and delayed complete separation during several millions of years. Patterson et al in 2006 [2] dated the final divergence at 5 to 6 million years ago.

Model of the speciation of Hominini and Gorillini over the past 10 million years; the hybridization process within Hominini is indicated as ongoing during roughly 8 to 6 Mya. Credit Wikipedia.

Species close to the last common ancestor of gorillas, chimpanzees and humans may be represented by Nakalipithecus fossils for an ape species that lived in Kenya around 10 Mya  and Ouranopithecus found in Greece and dated to 9 — 8 Mya.

Human evolution began in Africa around 7 million years ago when a now extinct ancestral ape population split and gave rise to the chimpanzee and bonobo family trees, and the hominin or human family tree due to climatic and geological activity pertaining to the formation of the Great Rift Valley in East Africa. The word “human” encompasses many upright walking bipedal apes, not just Homo sapiens (which is the only member left on the hominin family tree). This means that “human” can apply to any species that evolved on the hominin family after the split from the now extinct common ape ancestor we shared with chimpanzees and bonobos around 7 million years ago in Africa.

The evidence suggests that there was a quite long-drawn-out speciation process rather than a clean split between two lineages. The above diagram shows the speciation process lasting from 8 Mya to 5.5 Mya and others have argued that it may have lasted up to 4 million years. Different chromosomes appear to have split at different times, possibly over as much as a 4 million year period. While it has been generally assumed that the last common ancestor of humans and chimpanzees was chimpanzee-like, Sayers et al [3] have argued that many of the behavioural and anatomical characteristics of humans may have evolved in the common ancestral species and that the characteristics of chimanzees evolved subsequent to the split. They also argue that the social and sexual behaviour of humans is closer to that of bonobos than chimpanzees, and that chimpanzee behaviours are what diverged most.

The Australopithecines

Following the split, the human branch evolved into many Australopithecine genera and species, and there is much debate and ongoing revision of the classification of Australopithecine fossil remains into separate species. Most of them lived in Africa, many at the same time, over the period from around 7 Mya to 1 Mya. As shown in the diagram above, there were many evolutionary offshoots that went extinct. There were many species that belonged to various genuses such as Sahelanthropus, Ardipithecus, Australopithecus, Paranthropus, Kenyanthropus, and our own genus, Homo. Most of the African fossils have been found within and near the Great Rift in east Africa, in countries such as Ethiopia, Kenya, and Tanzania. But others have also been discovered in countries such as Chad, South Africa, Zambia, and Morocco.

Reconstruction of Lucy, Moersgaard Museum, Denmark

The genus Australopithecus evolved in eastern Africa around 4 million years ago before spreading throughout the continent and eventually becoming extinct 2 million years ago. There were a number of species, including Australopithecus afarensis. Fossilized bones of a female of this species were discovered in Ethiopia in 1974, dated to 3.2 Mya and became famous as “Lucy”. Lucy walked upright, weighed around 29 kg and 1.1 m tall, and looked somewhat like a chimpanzee. She is thought to be a young mature female around 12 years old. Lucy lived around the same time as the earliest known stone tools dating to around 3.3 to 3.4 million years old. These were discovered near Lake Turkana in Kenya and were likely made by Australopithecus afarensis.

The brain size of Lucy and other Australopithecus afarensis was in the range of around 375 to 500 cc, similar to that of modern chimpanzees. Around 2.8 Mya [4], the first species of a new genus Homo with around double that brain size evolved in Africa from an Australopithecine species, quite likely Australopithecus afarensis. The evolution of Homo will be summarized in a following post.


[1] Mark Grabowski, William L. Jungers. Evidence of a chimpanzee-sized ancestor of humans but a gibbon-sized ancestor of apes. Nature Communications, 2017; 8 (1) DOI: 10.1038/s41467-017-00997-4

[2] Patterson N, Richter DJ, Gnerre S, Lander ES, Reich D (June 2006). Genetic evidence for complex speciation of humans and chimpanzees. Nature. 441 (7097): 1103–8. doi:10.1038/nature04789

[3] Sayers, Ken; Raghanti, Mary Ann; Lovejoy, C. Owen (October 2012). Human Evolution and the Chimpanzee Referential Doctrine. Annual Review of Anthropology. 41: 119–138. doi:10.1146/annurev-anthro-092611-145815.

[4] Ghosh, Pallab (March 4, 2015). “‘First human’ discovered in Ethiopia”. BBC News. London.

5 thoughts on “Becoming Human Part 1

  1. I think Lucy would have been a big hit on social media. Pert chest, pouting red lips. How fascinating to speculate what her consciousness would have been like, what qualia she might have “enjoyed”. Given that they made tools, I wonder whether they were capable of any abstract thought? I assume Lucy lived long before the days of cave painting? How very, very sobering to see where we all came from. Has there been any ascent other than technologically? Art, abstract thinking, speech I suppose. Probably a far greater sense of where and what we are but still we are puzzled and lost in many ways. I wonder how one should measure progress? Other than the obvious. In behavioral terms? I don’t suppose we have made much progress there; we still behave like the violent animals we are. In terms of happiness, security? Well more physical security I guess but emotional security. I somehow doubt it.

    Hmmm…..all good cause for thought.

    • I have a photo I took of Lucy which I originally planned to include in this post. I took it at the Museum of Natural History here in Geneva. My younger son is standing beside a bronze statue of Lucy, who looks quite like a modern naked woman about 1m high. But when I looked at the photo again, I realized it was not a very realistic reconstruction, with a body much more like a young sexy modern woman though the face was still more apelike. So I found a photo of another reconstruction that was not quite as anthropomorphic (if that is the right word).

      Given the brain size similar to a chimpanzee, I would suspect there is certainly capacity for self awareness and a form of thinking and planning. Some chimpanzees have been able to learn to communicate and shown some self-awareness I think (will have to check) and there have been cases of simple tool use observed. Possibly Lucy had a bit more consciousness. Cave painting came much later. I’ll (briefly) look at the development of speech and culture in next post tracing the evolution of humans over last 2 million years. Certainly makes me ponder our capacity for “higher” dimensions and variants of consciousness.

  2. Just saw an article about Little Foot, an Australopithecine female ancestor who lived around 3.67 million years ago in Africa. She died when she fell about 30 feet down into a deep shaft of a cave. Today, she represents the most complete Australopithecus skeleton yet found and is helping researchers to learn more about our chimpanzee-like ancestors. She likely stood over just four feet tall. She would have slept in trees to remain safe from giant predators like sabre-toothed cats. And she was likely a vegetarian who munched on plants. Little Foot had powerful hands and a special big toe that allowed for better climbing. Her atlas vertebra allowed her head to move much further back and forward than humans, probably useful when climbing trees.

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