Cora Minnett — pioneer SF writer and confidence trickster

In researching my Warren ancestors (see my previous post about them), I discovered that my great-great-great grandfather, James Warren (1804-1884) had a granddaughter Minnie Warren Jones, who achieved fame and infamy as a pioneering feminist science fiction author and confidence trickster.

Minnie Warren Jones, born in 1868, was the daughter of Eliza Warren (1840-1902) and James Jones (d. 1903). This account of her life (as far as it is known) and her literary career and other exploits draws heavily on the research of Steve Holland[1]. She took to the stage in 1888 using the name Cora Minnett Vane, after leaving school at age 19.

She married Adolphus J. Braggett (1864- ) in Sydney in 1892 under her real name[2] and left him a few years later. Adolphus married Teresa S McGinn in 1897, so presumably he and Minnie divorced[3]. She returned to the stage as Cora Minnett and “took companies round in Australia”. Her advance agent for her theatrical companies was a Mr. Cowell and he subsequently became her secretary and manager. In 1900, she published The Haunted Selection and other verses, a 310 page book of poetry. She also performed as a clairvoyant under the names Cora Vane and Cora Jones.

Cora went to England in January 1910 and was listed in the London telephone book as a Journalist and Author living at 117 St. George’s Square. In England she began writing novels under the names Cora Minnett and Pellew Harker and articles for Answers, the Ladies’ Home Journal and the Ladies’ Home Companion. She also placed an advertisement in the Daily Telegraph as a clairvoyante. She had cards prepared which described her as a mystical and dramatic entertainer and an aurapathic delineator—an occult study involving the aura emanations from the human body. In all she published six more book in 1911 and 1912.

One of her novels is of particular interest as a noted example of early feminist utopian science fiction[4]. There were large numbers of utopian novels written by and featuring women in late nineteenth-century and early twentieth-century England and America, which expressed the growing frustration of women with their place in society, as essentially the legal property of men. In The Day After To-morrow (1911), America in 1975 has become a country where women enjoy equality[5]. Like other women writers of this genre, Cora Minnett did not envision a society where the structures of power had otherwise changed, and even imagined America had become a monarchy, and the homes of the future were still reassuringly Victorian[6].

Both her works published in 1912 deal with the occult. The Girdle of Kaf (1912) is a verse afterlife fantasy set in the eponymous district of Hell. As with many female writers of this period, she wrote under a pseudonym and also wrote as a male under the name Pellew Hawker.

Books as Cora Minnett
The Haunted Selection and other verses (verse). Melbourne, Victoria, McCarron, Bird & Co., c.1900.
The Day After To-morrow. London, F. V. White & Co., 1911.
Lucky, with Pellew Hawker, illus. A. MacNeill-Barbour. London, F. V. White & Co., 1911.
The Model Millionaire. London, W. J. Ham-Smith, 1911.
Fortune-Telling by Numbers. London, C. Arthur Pearson, 1912.
The Girdle of Kaf (verse). London, W. J. Ham-Smith, 1912.

Books as Pellew Hawker
God Disposes. London, Stanley Paul & Co., 1911.
Lucky, with Cora Minnett. See above.

She also developed a scheme to sell land in Australia to people interested in migrating there and began writing about it[7],. She rented an office at 110, The Strand, and produced a pamphlet entitled Australia, the Land of Golden Opportunity. She supposedly had plans to set up to set up a company called The Anglo-Australasian Development Company. However, only one company appears to have been established, The Federated Mining Development Company (West Africa) Ltd., in September 1913, which owned a £25 option in West Africa.

In September 1912, she went to Canada to supposedly to compare the prospects in Canada and Australia. It was later revealed that she had travelled to Canada with an introduction from Lord Strathcona for, she said, the purpose of studying life in Canada and writing a novel about it. She received payments from a number of people.

She got many people, some eminent, interested in her schemes, and some of these paid her money in return for promises. She also took advantage of the women’s suffrage movement by inviting women to her house, talking about the vote and then turning the conversation to business and persuading them to put money into her companies. A Mr. White invested £373 and subsequently sued her for the return of his money. Letters from Minnett to White referred to him as “Dearest” and “Darling”, signing herself “your loving partner, Cora” and writing “Yet, dearest, in the interest of our mutual business and actual future happiness, I must ask you for more money, and a considerable sum—at least £350.”

Another investor was to prove Cora Minnett’s downfall. Walter Robson was a cashier in the London office of the Commercial Bank of Australia[7],[8]. In 1912, she told him about her proposed company. In February 1913, Robson loaned her £500, expecting the money to be repaid in 1914 along with a share of the profits from her company; he then provided her with other sums of money in bank notes—£700, £1,000, £500, and £100.

Robson was stealing the money from the Bank and, although she and Herbert Cowell moved the money to various accounts, one in the name of Cora and Bertie Minnett, it was tracked down. When confronted with this, Cora and Herbert, presenting themselves as brother and sister, claimed that they had spent all but £100, for which Herbert wrote a cheque. The Commercial Bank of Australia took them to court in February 1914 to obtain an injunction restraining the defendants from dealing with the accounts. The lawyer for the Bank described Cowell as Minnett’s dupe who mascqueraded as her brother. She kept him and he was a dummy director in one of her companies.[9]

In his decision, in March 1914, the judge noted that Robson had been stealing from his employers before meeting Cora Minnett; although she must have known that something was wrong but refrained from making any inquiry. When asked to attend a meeting by the Commercial Bank of Australia, the couple had immediately withdrawn £500 and deposited it in Herbert’s name at another bank. The day after, they had withdrawn another £500 from another account and tried to set up an account in a company name, without success. The accounts were frozen. The judge also noted that it was not part of the case to decide whether the defendant’s schemes were only intended to get money out of her friends, although the Bank’s lawyer was of the opinion that the whole of Minnett’s career in England was on the borderland of criminal enterprise. Minnett subsequently went to the Court of Appeal but her application was turned down as she could not offer security for the costs of her appeal.

Curiously, Cora Minnett published a story and poem titled “The Failure” on 16 April 1914 in the Northern Territory Times and Gazette.[10].

The Failure.
By Cora Minnett.

Away in the silent bushland of Australia, there is a lonely hilltop covered with rough iron stone boulders, and grim gum trees, whose mild branches seem a fitting shade for the tragedy that once was played out beneath their muttering leaves.

At the foot of one huge gum stands a boulder on which a cross and a date have been rudely engraven — but no name. Beside the boulder is a mound covered with bush flowers and ferns, that nature’s warm hand has planted as though in solace for the pulseless broken heart sleeping beneath.

Who sleeps there, no one knows, but the people around the district call him the “Englishman”. He was found there one morning dead, with his fair head resting against the hard rock, and his blue tired eyes gazing curiously out to the West. A young man with delicately chiseled features, and hands that had not always been accustomed to work.Hhis clothes had once been good, but were old and worn. A “billy” and a “swag” were near, but nothing to tell who he was. Only the blue unclosed eyes and fair hair, to make the rough sympathisers realise he was English, and some last words written in that language. They found a sheet of paper clutched in one hand, on which some lines were traced: “I am tired and weary and broken. I want to lie down and rest. Oh, for wings, to drift out of this world, away beyond the clouds and the sun, somewhere, somewhere — to rest.”

They laid him to rest at the foot of the boulder, under the grim gum-tree; but people say that sometimes, in the summer dusk, a form is seen hovering above the nameless rock, with eyes that turn to the West.

Whether this be so or not I cannot say, but, strangely enough, when I heard the story, an irresistible impulse made me take a pencil, and write the following lines in an absolutely spontaneous manner, and with the impression that someone named “Jack Harvey” expressed the sentiments — certainly not myself. Possibly, they may convey a message from out of a long silence, for the date on the nameless rock is one in the early 90s:–

I am tired and weary and broken,
I want to lie down and rest.
The Sun in his gold and purple,
Is drifting out of the West.
And I — I’m looking and longing,
Longing to sink with his beams,
Borne to a wakeless oblivion,
Wrapped in those tender gleams.

For I’m tired and weary and broken –,
Broken on life’s hard facts.
Behind me a tuneless record,
Before me the old, worn tracks.
And I know them — Oh God — I know them,
My feet have touched every part,
Seeking some of life chances,
Fresh hope, each time, in my heart.

Seeking, and fighting, and hoping —
Deeming my chance nigh won,
Only to find fate pushed me
Back to where I’d begun.
And so I’m tired and weary,
I want to lie down and forget,
Forget there’s a world and people,
Forget there’s despair and regret.

O Clouds, that are rolling westward,
O Sun, that is mellowing low,
O Wind, that sways the big trees,
Take me away — where you go!


Is it a place where I can rest,
Where the touch of a tender hand
Would smooth the memory of life away,
And teach me to understand
Why I met only winter’s blight,
And failure’s weary fret?
O Winds, take me up in your arms tonight,
Let me sleep and forget. Let me sleep and forget.

According to Steve Holland[7], Cora Minnett was listed at her London address until 1918. She seems to have disappeared after that time and no-one has found any further information on her. I did not find any death records for her under her real name or any of her known aliases in Australia, England or the USA.


REFERENCES

[1] Steve Holland (2009). Cora Minnett. Bear Alley Books blog. 3 June 2009. Retrieved 25 Feb 2023 from http://bearalley.blogspot.ch/2009/06/cora-minnett.html

[2] Ancestry.com (2023). Australia Marriage Index, 1788-1950, NSW Pioneer Index – Federation Series 1889 – 1918. Adolphus J Braggett and Minnie W Jones, Registration Number 857.

[3] Ancestry.com (2023). Australia Marriage Index, 1788-1950, NSW Pioneer Index – Federation Series 1889 – 1918. Adolphus J Braggett and Teresa S McGinn, Registration Number 4832.

[4] John Clute, David Langford, Peter Nicholls and Graham Sleight. The Encyclopedia of Science Fiction. Third Edition, http://www.sf-encyclopedia.com/entry/minnett_cora (accessed 27 Feb 2023)

[5] Lewes, D. Middle-Class Edens: Women’s Nineteenth-Century Utopian Fiction and the Bourgeois Ideal. Utopian Studies, 4: 1, 1993, pp. 14–25. JSTOR, http://www.jstor.org/stable/20719144. Accessed 26 Feb. 2023.

[6] Albinski NB. The Laws of Justice, of Nature and of Right: Victorian Feminist Utopias. Pp50-68. In Jones LF, Goodwin SMW (eds.). Feminism, Utopia, and Narrative, pp 50-68. Knoxville: The University of Tennessee Press, 1990.

[7] Sequel to Bank Frauds (1914, March 2). Queensland Times (Ipswich, Qld. : 1909 – 1954), p. 5 (Daily). Retrieved February 27, 2023, from http://nla.gov.au/nla.news-article120420266

[8] Cashier’s Lapse. (1914, March 4). Maryborough and Dunolly Advertiser (Vic.: 1857 – 1867; 1914 – 1918), p. 2. Retrieved February 27, 2023, from http://nla.gov.au/nla.news-article90603650

[9] Cora Minnett Sued. (1914, March 5). The Advertiser (Adelaide, SA : 1889 – 1931), p. 15. Retrieved February 27, 2023, from http://nla.gov.au/nla.news-article5418742

[10] Cora Minnett. The Failure. News & Notes (1914, April 16). Northern Territory Times and Gazette (Darwin, NT: 1873 – 1927), p. 15. Retrieved February 25, 2023, from http://nla.gov.au/nla.news-article3276976.

My Irish Palatine and German Ancestors

I have two convict ancestors who were transported to Australia from England and Ireland in the early nineteenth century. See here for the story of Thomas Wilson. My other convict ancestor, William Warren (1765-1850), came from Wexford in southeast Ireland and was my 4th-great-grandfather. His wife Eleanor Jeakle (1773-1849) remained in Ireland when her husband was transported to Australia in 1816.  I was recently updating my family tree and an Ancestry.com hint led me to a family tree which showed that Eleanor Jeakle had German grandparents who lived and died in the Rhineland-Palatinate.

Family trees on Ancestry.com often contain spurious information because people accept hints based on no more than similarities in names and dates, without checking for evidence of relationship. I researched the German grandparents and indeed found that there was absolutely no evidence of a relationship my Irish ancestors. However, in doing so, I came across a website that talked about the Irish Palatines and their emigration from Germany in 1709.  And there in a list of families who settled at Old Ross near Wexford was the name ‘Phil Jeakle’. I was astonished. The link to the Rhine-Palatinate that seemed too fantastical to be true was in fact probably true.

Philipp Jeakle (Jäkell) – emigrant from the Rhine-Palatinate in 1709

I did some more due diligence and found that Jeakle/Jekyll/Jekell was a common surname in the Old Ross and New Ross parishes where the Palatines settled, and that Jäkel/Jökel/Jekell/Gäckel were reasonably common surnames for  births and deaths for that period in the Rhine-Palatinate. Note that ä is pronounced identically to the “e” in Jekell. I then found a list of names of the Germans from the Palatinate who came to England in 1709. Among the arrivals in London in May 1709 was Philip Bekell together with his wife, son and five daughters.

There is no other surname similar to Jekell in the list, and Bekell does not occur in the Irish Palatine name lists or in the birth and death records of the Palatinate. The webpage with the list explicitly warns that there may be transcription errors from the old records.  Given all this, and the matching forename Philip, I think we can conclude with fair certainty that the German immigrant was Philipp Jekell/Jeacle. The 1709 record notes that he was 53 years old (so born in 1656), a husbandman and vinedresser, accompanied by his wife, a 10 year old son, 12 year old and 8 year old daughters, 6 year old twin daughters, and a fifth presumably younger daughter.

The Palatine emigration from the Rhineland to Ireland

Throughout the Nine Years War (1688–97) and the War of Spanish Succession (1701–14), recurrent invasions by the French Army devastated the region of Germany known as the Rhineland-Palatinate (Rheinland-Pfalz). The French Army pillaged and destroyed numerous cities (especially within the Palatinate) and created economic hardship for the inhabitants of the region, exacerbated by a rash of harsh winters and poor harvests that created famine in Germany and much of northwest Europe. There were nearly 700,000 military deaths and even more in the civilian population. For more information on Palatine history and the events leading to the Palatine emigration of 1709, see the article Palatine History by Lorine McGinnis Schulze, appended at the end of this post.

A View of the Palatine Camp form’d in White Chappel Fields, (c) Trustees of the British Museum

The mass emigration in 1709 to England, of mostly impoverished people, was triggered by the promises of free land in the American Colonies. Between May and November 1709, some 13,000 Germans travelled down the Rhine River to Rotterdam and boarded ships bound for London, England, in the hopes of being transported to America. Around 3,000 of them were sent to America in 1710; and around 5,000 remained in England, many entering the English army. About 3,000 of them were sent to Ireland in September 1709. They were settled as tenant farmers on the Southwell Estate near Rathkeale, County Limerick, and in a second colony at Gorey (20 families) and Old Ross (15 families) in Wexford County. Surnames of these new settlers in Wexford included names such as Fissel, Hornick, Jekyll, Poole, and Rhinehardt (Wikipedia).

Each of the Palatine families was allocated eight acres of land at a nominal rent of five shillings per acre and leases of “three lives”. This was much less than the 30 shillings per acre that other tenants paid. They were also given a not inconsiderable grant of 40 shillings a year for their first seven years in residence. This caused hostility among the local community, and by February of 1711, only 188 of the 533 Palatine families remained on the lands allotted them and 300 had gone to Dublin to seek other work. In all, about 1,200 Palatines remained in Ireland. A significant number of the Palatines emigrated to North America (and particularly Canada) or returned to Germany. After a visit from John Wesley, many of the Irish Palatines converted to Methodism and quite a few of them chose to leave for North America in 1760.

Those who remained in Ireland retained their language and customs as late as 1830, and by 1840 it was said that they could still be distinguished from the Irish population by their names. However, by the end of the nineteenth century, there was no trace of a German dialect left in the Palatine settlements, and their German names were mostly changed in form.

Irish Palatine Heritage Centre, Rathkeale, Co. Limerick

Philipp Jëkell: Palatine settler at Old Ross in 1709

Philipp Jëkel was 53 when he took his family to Ireland and so was born in 1656. I searched the Rhineland-Palatinate birth records and found a record of a Philipp Ludwig Jäckel  (also transcribed as Jaeckle) born in Frankfurt on 16 September 1656 to parents Philipp Jeremias Jäckel and Catharina Elisabetha Jäckel. Frankfurt was within the Palatinate in the 18th century, though the Rhine River, about 30 km west of Frankfurt, now forms the eastern border of the Palatinate. This is quite probably the right Philip Jekell, but this cannot be confirmed.

Eleanor Jeakle’s father George was born about 1748 in Wexford County, but there is no information on his parents. Based on the birth dates, his father was probably the son of Philipp Jëkel, ten years old in 1749 and who would have been 49 at the time George was born. That would make Philipp Eleanor’s great-grandfather.

John or Jacob Poole: Palatine settler ancestors of William Warren

In researching the convict William Warren’s Irish ancestors, I also found that his grandmother was Emily Elizabeth Poole (1728-1804). I remembered seeing the name Poole in the list of Palatine settlers. John and Jacob Poole are listed in 1710 as heads of households in the Palatine settlement at Gorey, Wexford. By 1720 a third Poole, William Poole, believed to be a son of John or Jacob Pool, is listed as head of a Wexford household as well. Emily Poole was probably the daughter of William Poole rather than his father or uncle (John and Jacob). She was born in Toombe, which is a little over 5 km southwest of Gorey. By 1850 some of the family moved from Gorey Wexford to Old Ross where Emily Poole may have met her husband William Henry Warren (1710-1770).

Irish Palatine farmhouse

A quite unexpected connection to Germany

My paternal grandmother was an Engel whose grandfather George Peter Engel (born in Frankfurt in 1821) migrated to Australia in 1849. I was not expecting to find German ancestors on my maternal grandfathers side. I have 6th or 7th-great-grandparents  from two German Palatine families who emigrated to Ireland in 1709, and one of them may well have also been born in Frankfurt. And have learnt quite a bit about European history in the 18th century that I knew very little about, apart from a very sketchy awareness of the Thirty Years’ War (1618-1648). And that mainly through reading and very much enjoying Michael Moorcock’ 1981 novel, The War Hound and the World’s Pain, set during the Thirty Years War.

Cover artwork for The War Hound and the World’s Pain

ANNEX

PALATINE HISTORY

by Lorine McGinnis Schulze
Olive Tree Genealogy http://olivetreegenealogy.com/
Copyright © 1996

[This article has been published, with my permission as Irish Palatine Story on the Internet
in Irish Palatine Association Journal, No. 7 December 1996
]

The Palatinate or German PFALZ, was, in German history, the land of the Count Palatine, a title held by a leading secular prince of the Holy Roman Empire. Geographically, the Palatinate was divided between two small territorial clusters: the Rhenish, or Lower Palatinate, and the Upper Palatinate. The Rhenish Palatinate included lands on both sides of the Middle Rhine River between its Main and Neckar tributaries. Its capital until the 18th century was Heidelberg. The Upper Palatinate was located in northern Bavaria, on both sides of the Naab River as it flows south toward the Danube and extended eastward to the Bohemian Forest. The boundaries of the Palatinate varied with the political and dynastic fortunes of the Counts Palatine.

The Palatinate has a border beginning in the north, on the Moselle River about 35 miles southwest of Coblenz to Bingen and east to Mainz, down the Rhine River to Oppenheim, Guntersblum and Worms, then continuing eastward above the Nieckar River about 25 miles east of Heidelberg then looping back westerly below Heidelberg to Speyer, south down the Rhine River to Alsace, then north-westerly back up to its beginning on the Moselle River.

The first Count Palatine of the Rhine was Hermann I, who received the office in 945. Although not originally hereditary, the title was held mainly by his descendants until his line expired in 1155, and the Bavarian Wittelsbachs took over in 1180. In 1356, the Golden Bull ( a papal bull: an official document, usually commands from the Pope and sealed with the official Papal seal called a Bulla) made the Count Palatine an Elector of the Holy Roman Empire. During the Reformation, the Palatinate accepted Protestantism and became the foremost Calvinist region in Germany.

After Martin Luther published his 95 Theses on the door of the castle church at Wittenberg on 31 October 1517, many of his followers came under considerable religious persecution for their beliefs. Perhaps for reasons of mutual comfort and support, they gathered in what is known as the Palatine. These folk came from many places, Germany, Holland, Switzerland and beyond, but all shared a common view on religion.

The protestant Elector Palatine Frederick V (1596-1632), called the “Winter King” of Bohemia, played a unique role in the struggle between Roman Catholic and Protestant Europe. His election in 1619 as King of Bohemia precipitated the Thirty Years War that lasted from 1619 until 1648. Frederick was driven from Bohemia and in 1623, deposed as Elector Palatine.

During the Thirty Years War, the Palatine country and other parts of Germany suffered from the horrors of fire and sword as well as from pillage and plunder by the French armies. This war was based upon both politics and religious hatreds, as the Roman Catholic armies sought to crush the religious freedom of a politically-divided Protestantism.

Many unpaid armies and bands of mercenaries, both of friends and foe, devoured the substance of the people and by 1633, even the catholic French supported the Elector Palatine for a time for political reasons.

During the War of the Grand Alliance (1689-97), the troops of the French monarch Louis XIV ravaged the Rhenish Palatinate, causing many Germans to emigrate. Many of the early German settlers of America (e.g. the Pennsylvania Dutch) were refugees from the Palatinate. During the French Revolutionary and Napoleonic Wars, the Palatinate’s lands on the west bank of the Rhine were incorporated into France, while its eastern lands were divided largely between neighbouring Baden and Hesse.

Nearly the entire 17th century in central Europe was a period of turmoil as Louis XIV of France sought to increase his empire. The War of the Palatinate (as it was called in Germany), aka The War of The League of Augsburg, began in 1688 when Louis claimed the Palatinate. Every large city on the Rhine above Cologne was sacked. The War ended in 1697 with the Treaty of Ryswick. The Palatinate was badly battered but still outside French control. In 1702, the War of the Spanish Succession began in Europe and lasted until 1713, causing a great deal of instability for the Palatines. The Palatinate lay on the western edge of the Holy Roman Empire not far from France’s eastern boundary. Louis wanted to push his eastern border to the Rhine, the heart of the Palatinate.

While the land of the Palatinate was good for its inhabitants, many of whom were farmers, vineyard operators etc., its location was unfortunately subject to invasion by the armies of Britain, France, and Germany. Mother Nature also played a role in what happened, for the winter of 1708 was particularly severe and many of the vineyards perished. So, as well as the devastating effects of war, the Palatines were subjected to the winter of 1708-09, the harshest in 100 years.

The scene was set for a mass migration. At the invitation of Queen Anne in the spring of 1709, about 7 000 harassed Palatines sailed down the Rhine to Rotterdam. From there, about 3000 were dispatched to America, either directly or via England, under the auspices of William Penn. The remaining 4 000 were sent via England to Ireland to strengthen the protestant interest.

Although the Palatines were scattered as agricultural settlers over much of Ireland, major accumulations were found in Counties Limerick and Tipperary. As the years progressed and dissatisfactions increased, many of these folk seized opportunities to join their compatriots in Pennsylvania, or to go to newly-opened settlements in Canada.

There were many reasons for the desire of the Palatines to emigrate to the New World: oppressive taxation, religious bickering, hunger for more and better land, the advertising of the English colonies in America and the favourable attitude of the British government toward settlement in the North American colonies. Many of the Palatines believed they were going to Pennsylvania, Carolina or one of the tropical islands.

The passage down the Rhine took from 4 to 6 weeks. Tolls and fees were demanded by authorities of the territories through which they passed. Early in June, the number of Palatines entering Rotterdam reached 1 000 per week. Later that year, the British government issued a Royal proclamation in German that all arriving after October 1709 would be sent back to Germany. The British could not effectively handle the number of Palatines in London and there may have been as many as 32 000 by November 1709. They wintered over in England since there were no adequate arrangements for the transfer of the Palatines to the English colonies.

In 1710, three large groups of Palatines sailed from London. The first went to Ireland, the second to Carolina and the third to New York with the new Governor, Robert Hunter. There were 3 000 Palatines on 10 ships that sailed for NY and approximately 470 died on the voyage or shortly after their arrival.

In NY, the Palatines were expected to work for the British authorities, producing naval stores [tar and pitch] for the navy in return for their passage to NY. They were also expected to act as a buffer between the French and Natives on the northern frontier and the English colonies to the south and east.

After the defeat of Napoleon (1814-15), the Congress of Vienna gave the east-bank lands of the Rhine valley to Bavaria. These lands, together with some surrounding territories, again took the name of Palatinate in 1838.

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My son sets powerlifting records at age 16

I equipped a garage gym during the Covid-19 lock-downs at the urging of my older son and my younger son has now also caught the strength training bug. My older son is focusing on Olympic weightlifting, which involves explosive lifts to chest or overhead. The competition lifts are the snatch and the clean and jerk. My younger son has shown an aptitude for powerlifting with its three competition lifts: the squat, the bench press and the deadlift.

I suggested he compete in the Swiss Drug Free Single Lift and Powerlifting Championships 2022 on 25 September. He set new Swiss single lift records for bench press (95 kg) and dead lift (210 kg) in the 16-17 year age category and the under 82.5 kg weight category. The short video below shows his 210 kg deadlift.

Three months later, Felix competed in an informal powerlifting competition in Geneva on 17 December. He improved all three lifts with a squat of 160 kg, bench press of 107.5 kg and deadlift of 230 kg. This short video shows the 230 kg deadlift. He also lifted 240 kg, but there was some slight hitching before lockout, and I’m not sure it would count as a valid lift in a formal competition.

240 kg deadlift in December 2022

He has been training with a strength training coach for more than a year, now. His coach tested his progress a week ago and he succeeded in squatting 170 kg and bench pressing 110 kg, still at the age of 16 years.

For the deadlift, he lifted 225 kg without any trouble. He then attempted 240 kg followed by 250 kg. In both these lifts, he got the bar moving off the floor but could not get it past his knees. He is close to being able to lift 250 with some more training. He successfully lifted 240 kg for reps a couple of days ago using the trap bar.

Skiing in the French Alps

I spent the first week of January at Les Gets in the French Alps during the unseasonal spring weather. No snow and no lifts running. We drove 20 minutes further up the valley to ski on two-week old heavy wet snow at Avoriaz, and a couple of days it was even raining on the snow. A taste of what global warming has in store for us.

Over the last week, it has snowed heavily on the mountains around Geneva, and in Geneva itself. So my younger son and I went up to Les Gets for the day and had a wonderful day skiing on fairly fresh snow in brilliant sunshine. The temperature was about -6 C when we got there about 9.30 am and rose to a little above zero in the middle of the day in the sunshine. Here are some photos.

My son is ready for a day skiing
View west towards Geneva, 60 km away beneath the clouds.
Looking south towards Mont Blanc, with summit covered by clouds
In the centre can be seen the Pointe Percée, highest peak of the Aravis range
Another view towards the French Alps from the piste
I wore my mountaineering goggles as the sun was very bright on the snow

Consciousness and free will – Part 2

“Free will is an illusion so convincing that people simply refuse to believe we don’t have it.” Jerry A. Coyne (Professor of Evolution and Ecology) commenting on Sam Harris’s book Free Will. An Australian Professor Daniel Stojar is an example of the many people who simply refuse to believe we don’t have free will, saying “It seems as obvious as anything that we have free will. ….. We are free to move our finger. That is neither determined nor random — it’s a choice we can feel in our bones.”

How universal is this belief that we have free will in the ordinary sense, not in the philosopher’s compatibilist sense?

The general public

Surveys of lay public views on free will have been difficult to interpret because of differences and limitations in how the researchers conceptualized and thought about free will. For example, Nahmias and co-authors (2005) carried out a study in which they presented what they saw as a deterministic scenario and asked respondents if the person acted of their own free will. Most say yes, and they interpret this to mean people think free will is compatible with determinism. I think the simpler explanation is that they think people act with free will (in the ordinary sense) even when they are told to consider a scenario in which a computer can predict the act. In fact, some people explicitly rejected that the computer could predict and had to be told to assume it would. But many probably thought that and didn’t make an explicit objection.

Recent research provides clear cross-cultural evidence that a majority of the lay public believe in free will in the ordinary sense – that we are the conscious authors of our own choices. Sarkassian et al (2010) found that subjects from the United States, Hong Kong, India and Colombia exhibited a surprising degree of cross-cultural convergence in belief in free will. An online survey of adults in the USA and Singapore found that 82% of US respondents believed in free will and 85% in Singapore. Other studies have found that few lay people appear to conceptualize free will in the compatibilist sense.

The fact that the Christian religion explicitly requires free will to justify the concepts of sin and eternal punishment, and that the majority of people in Western countries have this Christian cultural background at minimum, means that almost certainly the term free will is not interpreted in a compatibilist way by most people in countries with a Christian history and probably those with predominantly Muslim culture.

Philosophers

David Bourget and David Chalmers surveyed 1,972 philosophy faculty members at 99 institutions and received results from 931 of them. Most of the universities were in English-speaking countries and in other countries were chosen for strength in analytic philosophy. Before getting to free will, I note that they found 73% of philosophers were atheists and 56.5% were physicalists re the mind.

The survey found that 59% of philosophers were compatibilists, 14% libertarians, 12% thought there was no free will, and 15% had other views. As libertarians believe in free will in the normal sense, and compatibilists do not, this means that 71% of philosophers do not believe in free will (in the ordinary sense) and only 14% do. For the sake of figures that add to 100%, I will assume that the 15% “other views” split in the same proportions between free will and no free will, so that overall 84% of philosophers do not believe in free will in the ordinary sense, and 16% do.

Scientists

Following publication of an article on free will, Scientific American conducted a reader poll and found that 59% of the 4,672 respondents endorsed the idea that free will existed and 41% thought that it didn’t. This is clearly a self-selecting sample of readers of Scientific American, who I would assume to be more determinist than the average person and so have a lower percentage believing in free will. From the respondent comments, it seemed clear to me that most people were interpreting free will in the normal sense not the compatibilist sense.

As noted in my previous post, Einstein did not believe in free will. Other scientists, eminent and not eminent, who have concluded that we do not have free will include evolutionary biologists Charles Darwin and Jerry Coyne, physicist Stephen Hawking, the psychologists Steven Pinker and Paul Bloom, and neuroscientists Wolf Singer, Chris Frith, Anil Seth and Sam Harris. Indeed, a number of philosophers have publicly complained about all these upstart scientists who pontificate on free will without any understanding of the lengthy debates that philosophers have had.

However, its probably not the case that scientists in general do not think we have free will. Some look for chinks in the determinist view in the unpredictability of complex chaotic systems or the unpredictability of quantum events. Roger Penrose is a prominent example of the latter. And many, not given to introspection or meditation simply do not question their felt experience.

Graffin and Provine (2007) carried out a survey of 149 eminent evolutionary biologists on their beliefs about free will and religion. Their questionnaire offered evolutionary scientists only two choices on the question about human free will: A, all organisms are locally determined by heredity and environment, but humans still possess free will; B, all organisms are locally determined by heredity and environment, and humans have no free will. To the authors’ surprise, 79 percent of the respondents chose option A for this question, indicating their belief that people have free will despite being determined by heredity and environment. Only 14 percent chose no free will, and 7 percent did not answer the question.

They considered whether the respondents who chose option A were thinking of free will as choice in the compatibilist sense, but noted that this view was not mentioned in the interviews with selected respondents or in the many comments generated by the free will question.

One of the authors had been polling his undergraduate evolution class each year on belief in free will. He found that year after year, 90% or more favoured the idea of human free will for a very specific reason: They think that if people make choices, they have free will. The professional debate about free will has moved far from this position, because what counts is whether the choice is free or determined, not whether human beings make choices. People and animals both certainly choose constantly. Comments from the eminent biologists suggest that they were equating human choice and human free will. In other words, although eminent, the respondents had not thought about free will much beyond the students in introductory evolution classes.

Free will and moral responsibility

Sam Harris discusses in some detail the issue of how belief or lack of belief in free will affects people’s judgements of moral responsibility and impacts decisions about penalties and punishments by society. He makes the point that a person remains responsible for their acts whether or not they have free will, and that society should impose appropriate consequences for a number of reasons: to deter such acts in future, to protect society from dangerous people, to compensate others for harm incurred. What would be different is that there would no longer be a justification for punishment as retribution for making a wrong choice. All of this struck me as sensible and, like Harris, I think that we would be better off as a society in eliminating retributive punishment for the sake of retribution alone.

Last week I was discussing free will with a friend who said that he had also come to the conclusion that free will was an illusion. He had explained this to his teenage children who responded that in that case they no longer had to do their homework. I was quite puzzled about this reaction, it made no sense to me at all except as a typical teenage response of seeking to use anything they could think of to try to avoid unpleasant activities. But logically, I could not see why ceasing to believe in free will would lead you to stop doing things you had been doing up till then.

In do a review of the empirical literature on free will belief, I discovered a large body of research which has shown that changing a person’s belief in free will does result in behavioural change. Studies using deterministic arguments to undermine people’s belief in free will have led to a number of negative outcomes including increased cheating and aggression. It has also been linked to worse job performance, a reduction in helping behaviours and lowered feelings of gratitude. As with my anecdote about children and homework, I have trouble understanding why this would happen.

One strand of explanation looks at belief in free will as necessary to supply the requisite motivation to maintain a strong sense of ethical duty and responsibility ( an argument made by Smilansky here). Others assume that people decide if there is no free will “they cannot be held accountable, no one’s to blame, and everything’s permitted, right?”  Which of course, does not follow at all.

Both these proposed explanations would apply only to people for whom the threat of punishment or the promise of reward are primary determining factors for actions. These are people at stage 1 of Kohlberg’s stages of moral development. People at stage 2 and stage 3 of moral development would not change their behaviour if they ceased to believe they had free will.

A third interpretation of people changing behaviour when they cease to think they have free will is that they are confusing determinism with fatalism. That what will happen will happen and their choice of action will make no difference to the result. Again, this is a completely incoherent reaction.

A number of philosophers such as Daniel Dennett and Saul Smilansky have concluded that, in Smilansky’s words “We cannot afford for people to internalize the truth” about free will”. Smilansky is convinced that free will does not exist in the traditional sense—and that it would be very bad if most people realized this. He argues that the fact that free will is an illusion is something that should be kept within the ivory tower.

Nietzsche called free will “a theologians’ artifice” that permits us to “judge and punish.” And many thinkers have believed, as Smilansky does, that institutions of judgment and punishment are necessary if we are to avoid a fall into barbarism. Like Harris, I think that relinquishing a belief in free will in the ordinary way could allow society should move away from barbaric and ineffective punishments based on retribution, in favour of evidence-based penalties and other responses which protect society, deter bad behaviour and maximise rehabilitation.

Its difficult not to conclude that free will is a concept with religious roots that should have been discarded ages ago. Accepting this would also free us from hatred. Blaming people makes us angry and vengeful, and that clouds our judgment. Harris’s book makes this argument in more detail as does a 2016 article in The Atlantic.

The philosophers however are probably right in thinking that the illusion of free will is so strong that there is really not much need to worry about possible negative consequences of people seeing that it is an illusion. The general population in most countries has a long way to go before most adults are beyond Kohlberg Level 1 or 2 morality.

Consciousness and free will – Part 1

Like most people, it seemed obvious to me that we have free will and up until about three years ago, I had not thought about it much or questioned it. Then I read Sam Harris’ small book Free Will (2012, Free Press) which made the case that we do not have free will. In my previous posts on consciousness, I noted that Annaka Harris, David Chalmers and Anil Seth all had some discussion of free will in their books. So I re-read Sam Harris’s book, now with a much deeper understanding of its relationship to consciousness, and came away largely convinced that he is right in seeing free will as an illusion.

Free Will is a very short book, 66 pages of main text amounting to around 15,000 words. It is very well written and jargon-free and makes a very strong case that free will is an illusion. Thoughts and intentions emerge from background causes of which we are unaware and over which we exert no conscious control. Well worth reading, whatever your views on free will.

For most people, consciousness not only involves a sense of self but also the feeling of being in control of your actions, of being the author of your thoughts. In other words, you have free will, the ability to consciously choose among potential decisions or actions. I refer to this as free will in the ordinary sense. This idea of free will emerges from a felt experience, and most people do not question it. That included me until relatively recently.

Three main positions on free will

Harris notes that in the philosophical literature we find three main approaches to the problem: determinism, compatibilism and libertarianism. Determinists believe that our thoughts and actions are fully determined by internal and external background causes and free will is an illusion. Compatibilists accept determinism and redefine “free will” as being free from any outer or inner coercions that would prevent the person from acting on his actual desires and intentions.

Libertarians (no relation to the political philosophy) believe that free will occurs outside of physical causation, whether as the causal action of consciousness on the physical brain or perhaps via metaphysical entities such as a soul. While both determinists and libertarians believe determinism and free will are incompatible, I will refer to libertarians in this review as incompatibilists to avoid confusion with the extreme right-wing political libertarians. Harris notes that our modern understanding of brain and behaviour strongly supports a determinist view and that “today, the only philosophically respectable way to endorse free will is to be a compatibilist”.

David Bourget and David Chalmers surveyed 931 philosophy faculty members at 99 institutions in many countries and found that 12% of philosophers were determinists, 59% compatibilists, 14% incompatibilists, and 15% had other views. Leaving other views aside, this means that 71% of philosophers do not believe in free will in the ordinary sense and only 14% do. This means that almost three quarters of philosophers agree with Sam Harris’ case that (ordinary) free will is an illusion, except that some are quite angry with him for not accepting their redefinition of free will as the freedom from coercion (more of this later).

Objective evidence

Harris’s case rests on objective, scientific observations on the one hand, and subjective evidence from introspection and meditation on the other hand. The scientific evidence includes:

  • Observations that brain activity occurs a significant time interval before conscious awareness of the intention to do something.
  • Given the right experimental manipulations, people can be led to believe that they consciously intended an action, when they neither chose it nor had control over their movements.
  • Hypnotized people who are asked why they have done things that were suggested by the hypnotist will confabulate reasons for their actions that have nothing to do with the actual reason.

To this I would add the experiments done with split brain patients, where an action is requested to one side only of the split brain. When the patient is asked via the other side of the split brain why they did that action, the other side will invent a plausible reason that it believes.

Subjective evidence

Sam Harris devotes more of his book to discussion of our subjective experience, arguing that free will is not only an illusion, but it doesn’t even correspond to any subjective fact about us. Introspection soon shows us that thoughts and intentions emerge from background causes of which we are unaware and over which we exert no conscious control. Seeming acts of volition merely arise spontaneously and cannot be traced to a point of origin in our conscious minds. As an experienced meditator, I am well aware that my thoughts appear spontaneously in my mind, and I can no more decide what I will next think or intend until a thought or intention arises in my mind. To directly observe this is to understand that we are not the authors of our thoughts and actions in the way that people generally suppose. You might respond that you can think connected chains of thought, but meditators know that these arise and cease for reasons outside our conscious control.

Part of the felt experience of free will is to feel that you could have chosen to do something other than what you did, to think the thought “I could have done otherwise” after doing whatever you did do. But it is not possible to go back and make a different decision. This is an untestable belief. The perception that you could have, is actually an understanding that you could make a different decision if similar circumstance arose in the future. And that is likely true, particularly if what you did do last time had undesirable consequences. Read Harris for a fuller discussion of this.

What do the authors of the other books on consciousness that I have been reading think about free will? Anneka Harris agrees with Sam Harris and summarizes the same case, probably just as well since she is married to him. I briefly discuss the views of the other authors below.

Daniel Dennett

Daniel Dennet is a compatibilist who agrees with Sam that we do not have free will and our choices are determined, not free. But he redefines free will as the freedom to do what is determined and is very aggressive about attacking Harris for claiming there is no free will (even though Harris is talking about the type of free will he agrees is an illusion). Einstein expressed this compatibilist view very clearly as follows:  In a 1929 interview in The Saturday Evening Post, he said: ‘I do not believe in free will. I believe with Schopenhauer: we can do what we wish, but we can only wish what we must.’

Dennett has written a book Freedom Evolves (2003) in which he defends his compatibilist view that that the concept of free will should be redefined so that it no longer involves a free choice among alternatives but rather refers to our freedom to do that one thing that we must wish to do, in other words our freedom from coercion. I think even this definition is incoherent, since if there is external coercion, it is just one of the external determining factors in the determination of our choice (either to change it because we are coerced, or to not change it and suffer the consequence of the coercion). As Eyal Moses’ 2010 review of his book stated:

“For Dennett, the significance of free will is that it is the basis of morality and moral responsibility, of engaging in moral judgment and holding people responsible for their actions. His thesis is that while free will in the ordinary sense is an illusion, these consequences of free will are real and compatible with his deterministic model of the universe, so free will should be redefined to refer to these consequences. Dennett suggests that calling an action “freely chosen” should not mean that the person had some other possible alternative action (which Dennett claims is never true), but rather should mean that we are justified in holding the person morally responsible for that action.”

Dennett has written a long, condescending and incoherent review of Sam Harris’ book. Harris has responded to this here, and Daniel Miessner has written a devastating critique of Dennett’s arguments and examples in his review of Harris’s book. Miessner summarizes Dennett’s position as (1) We have free will because we feel like we do and (2) It’s useful to hold people responsible for their actions, so we must tell people that free will is real.

If you want to dig a little deeper into the issues around understanding the true nature of free will, I can recommend reading Dennett’s review, Sam Harris’ response and Miessner’s detailed critique.

David Chalmers

Chalmers made a fairly strong case in his book that consciousness is an epiphenomenon of mental functioning and itself has no causal role. But he resisted drawing this conclusion, saying he is agnostic and hopes to find some subtle role for consciousness in causing behaviour.  Annaka Harris identifies such a potential causal role for the behaviour of someone who is reporting on their experience of meditating on their empty consciousness (formless awareness). Its hard to imagine how a zombie could exhibit such behaviour.

Chalmers examines a number of potential strategies for avoiding epiphenomenalism but concludes that none of them justify rejecting the conclusion that consciousness is mostly epiphenomenal, perhaps with some subtle exceptions.  This clearly is fundamental to the issue of whether or not we have free will, and I find it odd that Chalmers does not discuss free will directly. He is on record as saying he does not have strong feelings about free will. For some reason, he appears to act coy around expressing a view on free will, though he is clearly sceptical and tending towards compatibilism, saying in the Scientific American interview that “If it just means you can do what you want to do, then, well, that seems pretty straightforward. If it’s the ability to do something completely non-deterministic, well, I don’t know if we have that.”

Anil Seth

Anil Seth also comes down very clearly on the side of no “spooky free will” (free will where consciousness causally intervenes in the flow of physical events). He discusses in some detail how intentions are formed in the brain before we become aware of making a decision and the very strong feeling that our “self” has made the decision and is causing the action. He is also a compatibilist, also quoting Schopenhauer in slightly different words “Man can do what he wills, but he cannot will what he wills.”

But Seth, somewhat like Dennett, is clearly unwilling to state that free will is an illusion.  Indeed, he says that the conscious experience of volition is as real as any other conscious perception, such as a visual experience of colour. I find it somewhat difficult to take him seriously after he has just reviewed at length all the neurological experiments showing brain activity a significant time before a conscious volition is experienced and that people will experience volition if they are fooled into thinking they are controlling a series of events or the real cause is hidden from them.

What Seth actually means by saying the experience of volition is “real” is that it is indeed an experience we have, even though it does not reflect a reality in which our “self” makes choices from a range of options, any of which the self could have chosen. Seth argues that the reason we have this experience of volition is that it is indispensable to our survival and assists us to realize that we can learn from our previous “voluntary” actions, to possibly make a different choice next time. He may well be right.

In conclusion

The objective evidence, well discussed in some detail by Anil Seth, and the subjective evidence, well laid out by Sam Harris, and which I have also examined in some depth, together make a strong case that free will in the ordinary sense, is an illusion, or as Sam Harris puts it more strongly, even the illusion of free will is an illusion. It seems to me very likely that not only are free will and the sense of a conscious self illusions, but that consciousness is largely along for the ride, and plays at most only a limited causal role in behaviour and thought.

I have not touched on the implications of this for moral responsibility. Sam Harris spends quite a bit of time discussing this in his book, and Daniel Dennett sees moral responsibility as necessary and that it justifies redefining free will so people can be told they have it. There is quite a body of empirical evidence around this issue and I will examine it, as well as evidence on the free will beliefs of the general population and specific groups, in Part 2 of this post on free will.

The “real” problem of consciousness: a review of Being You by Anil Seth

In my fifth post in this series, I review Anil Seth’s 2021 book Being You. See here, here, here, and here for the previous posts. I read a Guardian review of this book in August 2021 which raved about it, as did various other reviewers. So, I went out and bought it, and when it came, I started to read it. It annoyed me so much (see below) that I put the book aside until recently. Seth is a Professor of Neuroscience at the University of Surrey, highly cited for his publications, and also a prolific popularizer of his views on consciousness (New Scientist, Scientific American, TED talks etc).

Seth starts well in the Prologue, with the comment that “consciousness is a mystery that matters. For each of us, our conscious experience is all there is. Without it there is nothing at all: no world, no self, no interior and no exterior.” But he continues with “For me, a source of consciousness should explain how the various properties of consciousness depend on, and relate to, the operations of the neuronal wetware inside our heads. The goal of consciousness science should not be ‑‑ at least not primarily ‑‑ to explain why consciousness happens to be part of the universe in the first place.”

The book is divided into four parts. In the first, Seth describes his approach to the study of consciousness. He also deals with attempts to measure the presence and level of consciousness. The second examines how the brain produces the contents of consciousness, and the third examines the sense of self and conscious selfhood. The fourth and final part, examines what his approach to the study of consciousness has to say about animal consciousness and the possibility of sentient machines.

The hard problem of consciousness

Seth defines consciousness as “any kind of subjective experience whatsoever. …. Whenever there is experience, there is phenomenology; and wherever there is phenomenology, there is consciousness.” He quotes Chalmers’ description of “the hard problem” before going on to say that his preferred philosophical position, and the default assumption of many neuroscientists is physicalism (synonymous with materialism, the view that consciousness is an emergent property of arrangements of physical stuff). At the other extreme to physicalism is idealism, the idea that consciousness or mind is the ultimate source of reality and matter emerges from mind. Seth then notes that various forms of dualism “sit awkwardly in the middle” and few philosophers or scientists now sign up for dualistic views. He doesn’t explicitly mention Chalmers’ naturalistic dualism, though he does describe functionalism as an influential form of physicalism. Functionalism is the idea that consciousness does not depend on what a system is made of, but only on what the system does, on the functions it performs. Chalmers is actually a functionalist, though not a physicalist.

Seth also mentions panpsychism and mysterianism. Panpsychism is summarily dismissed as not leading to any testable hypotheses, and mysterianism as unjustly pessimistic.

He then defends physicalism through an attack on so-called `zombie’ thought experiments. He argues, in my view fairly correctly, that the ability to imagine a philosophical zombie is an extremely weak argument that may have no bearing on the actual possibility of such a creature.  However, he does not mention any of Chalmers’ other four arguments for the non-supervention of consciousness on the physical. To my simple mind, Seth just assumes that consciousness is an emergent property of physical brains without argument and ignores completely the mystery of how a first-person subjective experience can emerge from an arrangement of physical things, by their nature objective and third-person. How can an interior emerge from exteriors: the hard problem.

The `real’ problem of consciousness

Seth then explains that his aim is to address the “real” problem of consciousness, not the hard problem. According to the “real problem”, the main aims of consciousness science are to explain why a particular conscious experience is the way it is, in terms of physical mechanisms and processes in the brain and body. Why does a particular pattern of brain activity map to a particular kind of conscious experience? 

This is of course an interesting question, but for me Seth is essentially avoiding the hard problem. He recognizes it exists (unlike Dennett) but simply decides that science should be about what seems tractable to him, and that is mapping and understanding the correlations between the brain activity and the conscious experience. As Chalmers also recognized, of course consciousness is systematically associated with physical structures and functions (see previous post). Seth is dismissive of the hard problem, saying: “the real problem is distinct from the hard problem, because it is not, at least in the first instance, about explaining why and how consciousness is part of the universe in the first place. It does not hunt for a special sauce that can magic consciousness from mere mechanism.”

In the rest of this first part of the book, Seth sets out to identify various neural correlates of consciousness (NCC). He first examines the search for NCC to identify how conscious someone is, on a scale from complete absence of conscious experience (eg. in a coma or under anaesthesia) all the way to “vivid states of awareness that accompany normal waking life”. No mention of altered or non-ordinary states. A chapter follows in which Seth describes various advances in using EEG, transcranial magnetic stimulation (TMS) and functional magnetic resonance imaging (fMRI) to analyse brain function and identify levels of consciousness in terms of a measure of the “algorithmic complexity” of certain brain waves./i

Seth describes meeting the psychedelics research Robin Carhart-Harris and applying his “algorithmic complexity” measure of consciousness level to the brain scans of people who had taken psychedelics. He found that the level was increased relative to the baseline level of waking rest. Seth describes several similar measures of brain order-disorder and says none of them work very well. I’m not surprised, the theory itself is misguided and probably has little or nothing to do with consciousness.

In the next Chapter, Seth reviews an even more elaborate information-based measure Φ (phi), which is supposed to be the additional amount of information generated by the system as a whole, over and above the information generated by its parts. Apart from the fact that Φ cannot be calculated or measured for a brain (which Seth admits), its proponents make the claim that Φ (or integrated information) is identical to consciousness. This claim is completely unbased in any evidence, theory or argument and strikes me as typical of people who want their science to be “physics-like” and simply borrow concepts such as entropy and claim they explain something else.

This is the point I got to in my first attempt to read the book where I got so annoyed that I put it down for over a year. This sort of idiocy could only be dreamed up by the one third of people who simply don’t think the hard problem really exists, and that of course includes most neuroscientists.

Creating the contents of consciousness

On my second reading, I pushed past the Φ nonsense into the second part of the book, which how the brain creates the contents of consciousness. In brief, Seth argues (correctly) that the contents of consciousness are essentially controlled hallucinations, in which the brain generates predicted perceptions about the causes of sensory inputs, and continually corrects and updates these perceptions as new or clearer sensory inputs become available. What we perceive is tied to, controlled by, causes in the world, but is not just a reflection of “things out there”.

Seth examines how this occurs for various senses, including a few beyond the traditional “five senses” such as proprioception. I found these chapters very interesting.

A brief aside now. He discusses our sense of time and states categorically that we have no internal pacemaker, our time perception comes from a “best guess” about the rate of change of sensory signals, without any need for an inner clock. He quotes a number of experiments that he thinks confirms this. But my direct experience contradicts this.

My first example is a time when I was had a fairly large garden project and used self-hypnosis to give myself a command to wake at 5 am each morning to do a couple of hours work on it. I did not want to use an alarm clock so as not to disturb my wife. I actually woke within a minute or two of five o’clock almost every day for over two months. My second example is an experience I have often had when using an alarm clock to wake each morning for work. Every now and then I experience a period of several days, sometimes more, where I wake each morning one minute before the alarm goes off. I either have an accurate internal clock or while asleep my brain is able to tap into sensory signals of some sort and very accurately predict how much time is passing, to the minute. I mention this because it seems to me a typical example where neurologists extrapolate unjustified conclusions from fairly primitive experiments on limited samples and do not think to review the broader experiences of large numbers of people or identify individuals who may have outlier abilities.

This second part is well worth reading, and I agree with most of it, but it has little to do with the hard problem, though Seth thinks it makes the hard problem a non-problem. I am guessing that like the philosophers Seth has no experience with meditation, or of consciousness when its contents drop away. As I described in my previous post, it is possible to eventually turn your conscious attention away from other sensory contents and thought and back on itself. To sit simply aware of awareness. That is the fundamental essence of the hard problem: how does that awareness arise. It simply cannot be an emergent property arising from the brain and its production of perceptions because the awareness that experiences those perceptions is not those perceptions and remains when perceptions of everything except first-person awareness drop away.

The illusion of the self

In the third part of the book, Seth examines the sense of a “self” that we usually feel is what is experiencing consciousness. He notes that Buddhists have “long argued that there is no such thing as a permanent self and through meditation have attempted to reach entirely selfless states of consciousness” though he does not seem to understand that many meditators do reach such selfless states, albeit usually only for a short period of time. It’s the selfless stage of consciousness that is rarely reached.  The experience of selfless states is empirical evidence, albeit first-person data not the outside observer data that Seth is more comfortable with as a scientist. Seth also notes that psychedelics can result in experiences of no-self (and in my experience, also in drastically altered senses of self).

Seth identifies several types of selfhood that we experience: the embodied self (our experience of our body) the perspectival self (our first-person perspective), the volitional self (our perception that we have free will), the social self (how I perceive that others perceive me) and the narrative self (our remembered past and anticipated future). Seth argues (convincingly to me) that these diverse elements of selfhood are normally bound together in a unified experience, together with a perception (not really accurate) that our selfhood is enduring and little changing. He argues that the brain has evolved to produce this sense of selfhood in a similar way to how it produces predicted perceptions as a tool to enhance the survival of the individual. The self is another controlled hallucination that operates to support the fundamental biological drive to survive and reproduce.

Seth appears to think that losing the sense of the reality of the self is bodily regulation gone deeply awry, a severe psychiatric problem. That may be the case in some specific psychiatric conditions but is certainly not the experience of meditators who taste the no-self state, quite the opposite.

This part of the book finishes with yet another chapter on a pretend-physics theory of living organisms and a chapter on free will. The free will chapter is excellent and thought-provoking but I will leave that topic for a later post.

Animal and machine consciousness

The last part of the book examines the issue of whether other animals are conscious and whether machines can be conscious. The animal chapter is a fascinating read. Other than mammals which Seth argues likely mostly have some form of consciousness as their brains are so similar to ours, Seth explores the very alien consciousness of the octopus and this is indeed a fascinating read. Highly recommended.

The chapter on machine consciousness makes the very valid point that intelligence and consciousness are not the same thing and many make the assumption that achieving artificial general intelligence will automatically bring consciousness. Seth is sceptical and also is agnostic on the requirement of functionalism, the idea that consciousness depends only on function not on the material from which a system is made. Another excellent discussion, which I mainly leave for a separate post on machine consciousness.

In summary

Anil Seth is one of the one-third of people who simply don’t “get” the hard problem of consciousness. He thinks progress on his “real” problems will not solve but dissolve the hard problem. The parts of the book where he delves into pretend physics theories of consciousness are annoying and silly. But the rest of the book where he addresses the way that the brain produces perceptions via “controlled hallucinations” and that the sense of self is one of these controlled hallucinations is an excellent and enjoyable read. I learnt a lot about how visual and other illusions provide evidence of how the brain produces perceptions adjusted for its best guesses of the errors in the sensory inputs.

Seth has looked at some aspects of psychedelic experiences, though he largely ignores the very large body of subjective first-person evidence of non-ordinary states of consciousness and the theoretical work to develop maps of states and stages of consciousness.  He also completely ignores first-person evidence from meditative experiences, and indeed seems to see the Buddhist insight that the self is an illusion as a belief not as a result of empirical observations.

A book well worth reading but try not to let the sections on pretend-physics grand theories put you off completely. Take them lightly or skip them; the rest of the book is full of fascinating information and arguments.

The hard problem of consciousness: David Chalmers and The Conscious Mind

In my fourth post in this series, I review David Chalmer’s 1996 book The Conscious Mind: In Search of a Fundamental Theory. See here, here and here for the previous posts. This is a long and often technical book (about 395 pages) though Chalmers has kindly flagged the Chapters and Sections that he recommends non-philosophers read and has asterisked the headings of Sections that he considers technical details likely of interest only to philosophers. I read some but not all asterisked sections, and I have to say that it is indeed the most technical and “academic” work of philosophy I have read in decades.  But let’s dive into it.

The hard problem of consciousness

It was like a breath of fresh air to read the introductory chapter. Instead of dismissing consciousness as an illusion, Chalmers sees it as the largest outstanding obstacle in our quest for a scientific understanding of the universe. He coined the phrase “the hard problem” around 1994 and it caught on. In contrast to the hard problem of why we have first-person experience, issues such as how the brain processes environmental stimuli, or how it integrates information into a coherent whole, might be called “easy” problems, and many books about consciousness, such as Dennett’s, are largely about the easy problems. Consciousness remains a big, deep mystery about which science has almost nothing to say, and where there is no agreement even in the broad about how consciousness occurs.

Chalmers says he has found that around one-third of people think that solving the easy problems explains everything that needs to be explained about consciousness, and around two thirds hold that there is a further “hard” problem. This ratio is fairly constant across academics and students in a variety of fields.  He sets out explicitly to address the hard problem and to develop at least a basis for a scientific theory of consciousness though he recognizes that it is not open to investigation by the usual scientific methods.

He outlines a set of constraints within which attempts to obey in this quest. First, to take consciousness seriously and not redefine it as something else (as per Dennett). Second, to take science seriously in the domains where it has authority. Third, to take consciousness to be a natural phenomenon.

Two fundamental questions about consciousness

In the Introduction and Chapter 1, Chalmers clarifies what he means by consciousness. It’s the way we experience the world, the way it feels to us subjectively. Using the phrase Nagel made famous in 1974, Chalmers says “We can say that a being is consciousness if there is something it is like to be that being …”

Chalmers identifies two fundamental questions about consciousness that we currently cannot answer. (1) Why does conscious experience exist and how does it arise in physical systems, and (2) why do conscious experiences have their particular nature? Why does the experience of red differ from the experience of blue? 

First, Chalmers draws our attention to the range of conscious experiences by presenting a set of examples ranging from visual experiences, through mental imagery, to emotions, and to our sense of self. It seems odd that he completely ignores non-ordinary states of consciousness though he touches on changes in consciousness with a discussion of how his visual experience dramatically changed as a child when he was fitted with glasses.

This leads into an important distinction that he makes between the psychological concept of mind and the phenomenal concept of mind. The phenomenal aspect of mind is conscious experience. The psychological aspect of mind refers to the mental states construed as the (ultimately physical) states relevant to the causation and explanation of behavior. It matters little or not at all whether these mental states are conscious or not. The materialist hopes that the phenomenal and psychological minds turn out to be the same thing, Chalmers argues that they are different things, a form of dualism.

Chalmers approaches the study of consciousness from a completely nonspiritual, nonreligious perspective. The dualism he advocates is governed by natural laws, it is just that these natural laws extend beyond the laws of our current sciences. He is not a mysterian, someone who throws their hands up and say that consciousness is a fundamental mystery outside the reach of human understanding. Rather he wants to understand and explain consciousness as a natural phenomenon.

Zombies and other arguments against a reductive materialist explanation

Chalmers argument against a materialist explanation of consciousness relies heavily on two things: supervenience and logically possible worlds. The definition of logical supervenience is as follows: B facts/properties logically supervene on A facts if no two logically possible worlds are identical with respect to their A facts while differing in their B facts. A phenomenon is reductively explainable in terms of low level physical facts if and only if it logically supervenes on those properties.

These issues are dealt with in detail in a long and philosophically technical chapter 2. Its worth reading to get a grasp of Chalmers’ arguments in following chapters, but it is a heavy read with technical terms such as “intension” and “instantiation” much used.

Chalmers then argues that everything in our world logically supervenes on the low-level physical facts except for consciousness. He actually gives five arguments in Chapter 3 for this conclusion. The first and third, which I find the most compelling, are the zombie argument and the epistemic asymmetry argument.

The zombie argument is that it is logically possible to imagine zombies who are just like us, fuctionally, psychologically and behaviourally, but yet have no phenomenal mind, no experiences, nothing that it is like to be them. These are often referred to as philosophical zombies, as opposed to the Hollywood zombies who are functionally impaired. It is logically possible to imagine a world physically identical to ours inhabited by philosophical zombies. Therefore consciousness does not supervene on the physical facts. So consciousness cannot be reductively explained in terms of the physical and materialism is false.

The epistemic asymmetry argument stems from the fact that we know about it only through our own experience. Even if we had a completed theory of cognition (and biochemistry, chemistry, and physics) that information would not lead us to postulate consciousness. There is also the problem of other minds. Even if we know everything physical about other creatures, we do not know for certain if they are conscious. There is no problem with physical things like “other lives”, or other “economies” or “other heights”. Chalmers argues there is no epistemic asymmetry in these cases precisely because they are logically supervenient on the physical.

Chalmers concludes that consciousness cannot be logically supervenient “because a logically supervenient property can be detected straightforwardly on the basis of external evidence, and there is no special role for the first-person case.”  This is as close as Chalmers comes in the whole book to saying in straightforward jargon-free terms why consciousness cannot be reduced to the physical. The physical is objective, third-person, the “outside”. Consciousness is subjective, first-person, the “inside”. It seems quite obvious to me that the subjective cannot derive from the objective, the first-person from the third-person, the inside from the outside.

Chalmers’ five arguments are all “intuition” pumps to help the skeptical see that consciousness does not logically supervene. Briefly, his other three arguments are:

2. The inverted spectrum. Imagine someone physically identical to you, but with different conscious experiences. For example, their experience of the colour spectrum is inverted relative to yours.

4. Someone raised in a black and white room could have complete knowledge of neuroscience but still have no idea what it is like to see green or any other colour.

5. The lack of any remotely plausible analysis of consciousness that can explain even in outline how it arises from non-conscious processes.

In the rest of Chapter 3, Chalmers examines in detail and refutes all the various objections that he thinks might be raised against his arguments and conclusion. As Dennett, caustically but wittily has said, “Chalmers never leaps to conclusions; he oozes to conclusions, checking off all the caveats and pitfalls and possible sources of error along the way with exemplary caution.” Dennett has concluded that nothing can shake Chalmers intuition that consciousness is not reductive to the physical, because he has presented excellent versions himself of every one of Dennett’s objections and failed to convince himself. Dennett in quite an entertaining attack then suggests a number of reasons Chalmers may “cling like a limpet” to dualism. These include that it is a parody of academic philosophic scholarship, or that it is a philosopher performing (I am a philosopher and this is what philosophers do). See Dennett’s 2012 article “The mystery of David Chalmers” for these and other entertaining observations.

I am quite sure that Chalmers is largely correct in his conclusions, but rather than writing in clear language for a general intelligent reader as Anaka Harris does, Chalmers is indeed “doing what philosophers do” and doing it in excruciating detail.

Naturalistic dualism

In Chapter 4, Chalmers examines the implications of his conclusion that consciousness is a feature of the world over and above the physical, and not reducible to it.  However, consciousness is systematically associated with physical structures and functions. Chalmers develops this into the concept of “natural supervenience”, that there is an as yet unknown lawful association between the phenomenal mind and the psychological mind, between consciousness and physical processes. Again, a very technical and jargon-filled set of arguments. To my mind, its completely obvious that the inside (the first-person) is systematically associated with the outside (the third person).

Chalmers then suggests that a theory of consciousness could go one of two ways. First, that consciousness is a fundamental property alongside things such as charge, spin, etc. Second, that consciousness derives from some other class of more fundamental properties, which cannot be physical properties since consciousness is not supervenient on the physical.

Chalmers calls this position “naturalistic dualism” because it posits that everything is a result of basic properties and laws and is compatible with existing “physical” science. There need be nothing transcendental about consciousness, it is just another natural phenomenon. He then examines a range of possible objections to naturalistic dualism, particularly the concept of emergence of consciousness from complex systems, probably the dominant view among neuroscientists.  Like Annaka Harris, Chalmers rejects emergence on the grounds that consciousness is not supervenient on the physical and so cannot be emergent from it.  The first-person subjective cannot emerge from sufficiently complex arrangements of third-person objective things.

Annaka Harris says this much more clearly than Chalmers does: “when scientists assume they have bypassed the hard problem by describing consciousness as an emergent property — that is, a complex phenomenon not predicted by the constituent parts — they are changing the subject. All emergent phenomena — like ant colonies, snowflakes, and waves — are still descriptions of matter and how it behaves as witnessed from the outside. What a collection of matter is like from the inside and whether or not there is an experience associated with it is something the term “emergence” doesn’t cover. Calling consciousness an emergent phenomenon doesn’t actually explain anything, because to the observer, matter is behaving as it always does.”

Can consciousness play a causal role in events?

Next, Chalmers tackles the issue of whether consciousness is epiphenomenal. If all physical events are caused by physical causes, then consciousness cannot play a causal role in physical events, it is an epiphenomenon.  Chalmers examines a number of potential strategies for avoiding epiphenomenalism but concludes that none of them justify rejecting the conclusion that consciousness is mostly epiphenomenal, perhaps with some subtle exceptions.  This clearly is fundamental to the issue of whether or not we have free will, and I find it odd that Chalmers does not discuss free will directly. He is on record as saying he does not have strong feelings about free will. In any case, I will leave the issue of free will for a following post to examine.

In Chapter 7, Chalmers examines the issue of phenomenological judgements. This refers to when we use our cognition (thinking functions) to make judgements about the experience of consciousness. Chalmers argues that phenomenal judgements are themselves cognitive acts, and so fall within the domain of psychology and thus are not mysterious, potentially explicable scientifically, unlike consciousness. This leads to a paradox since our claims about consciousness should be reductively explicable in terms of cognitive science whereas consciousness is not.

Chalmers then argues that our judgements (and the things we say about the experience of consciousness) would be the same whether or not we actually experience consciousness. In other words, the zombie will describe experiences of consciousness exactly in the way that we do, although he does not experience consciousness.  This simply makes no sense at all to me and seems like a convincing argument that the complete philosophical zombie is actually not a logical possibility. A zombie cannot report his experiences of consciousness in the same way that I do. In other words, there is an area where consciousness plays a causal role in behaviour.

Annaka Harris makes exactly the same point: “consciousness seems to play a role in behaviour when we think and talk about the mystery of consciousness. When I contemplate “what it’s like” to be something, that experience of consciousness presumably affects the subsequent processing taking place in my brain. And almost nothing I think or say when contemplating consciousness would make any sense coming from a system without it. How could an unconscious robot (or a philosophical zombie) contemplate conscious experience itself without having it in the first place?”

Why does Chalmers ignore the evidence from meditation?

Most people who have had sufficient training in meditation realize that an experience of consciousness needn’t be accompanied by thoughts—or any input to the senses, for that matter. I have experienced what it is like to be acutely aware of my subjective awareness in the absence of any content such as thought, sights, sounds, or other perceptions. I have practiced for many hours to become aware of my awareness as an observer of thoughts and sensory perception, that is separate from them. And then to take that awareness and turn it back on itself, letting thoughts and sensory perceptions fall away.  While I might have difficulty finding words that can convey a sense of that experience, there are many such descriptions in the Zen literature, for example. I really don’t see how a zombie could carry out such a program, or report the experiences that result, let alone in similar terms to what I might report. 

Chalmers’ explanation for how a zombie is still conceivable in theory is that the language and concepts of consciousness could be built into the program of a zombie. The unstated implication is that we could also have the same language and concepts of consciousness built into us.  And the implication of that is that we also are not actually conscious, but our sense of the inexplicable wonder of consciousness is actually an illusion built into us somehow by evolutionary processes.  This totally destroys Chalmers claim that consciousness is not reducible. The idea that its logically possible for zombies to replicate the outcomes of a long-term meditation practice seems nonsensical to me.

Chalmers would seem to have no real experience of meditation. In a 2017 interview with Chalmers, John Horgan reported that Chalmers has “never had the patience” for meditation, and he has doubts about basic Buddhist claims, such as anatta, the doctrine that the self does not really exist.

I find this astonishing. Chalmers has made the nature of consciousness his life’s work and understands intellectually that consciousness cannot be investigated using the third-person objective methods of science. But he apparently does not have the patience to investigate the very sophisticated first-person methods that have been developed over thousands of years to exactly investigate the nature of consciousness. While Chalmers is of course entirely free to doubt that the self does not really exist, it seems enormously arrogant to do this while dismissing the no-self experiences of many people, including myself, through meditation or through exploration with psychedelics.

Does functional organization fully determine conscious experience?

In chapters 6 and 7, Chalmers starts to outline a possible approach to developing a naturalistic dualist theory of consciousness. He argues for a general principle that consciousness is an organizational invariant, i.e., that “functional organization fully determines conscious experience. In other words, if a silicon brain is organized identically to a human brain, it will also be conscious. He did not present any evidence for this claim that I could see, and I don’t find it plausible. In another review, Eric Dietrich comments that this principle is unintuitive and not widely believed among philosophers.

Chalmers gives some thought experiments to argue for this principle: his examples show that, without it, humans could be massively mistaken about their experience of qualia (whether absent, fading or dancing). I found all these thought experiments unconvincing, not least because once Chalmers has decided that zombies can be programmed to think they are conscious even when they are not, then humans can also be massively mistaken about their actual experiences and his arguments self-implode.

Panpsychism: maybe not as silly as people tend to assume

Chapter 8 is even more speculative. Chalmers proposes that the basic stuff of the universe is information and that has two aspects: a phenomenal and a physical aspect. He largely lost me here. I did not find it at all compelling. But this leads him to consider panpsychism, since even simple systems containing information must then have associated experience. Of course, the experience of a simple system will not be associated with a mental life, a sense of self, or memory.

I discussed panpsychism in my previous post about Annaka Harris’s book, and that it is largely dismissed as ridiculous by scientists, who imagine it implies rocks must have human-like consciousness. Chalmers makes all the same points, very clearly, and also notes that panpsychism avoids the need to have consciousness wink-in or switch-on at some particular level of complexity. Rather it may be a universal property, with very simple systems having very simple phenomenology and very complex systems having very complex phenomenology.

Chalmers also discusses the possibility that we have various information-processing systems in the brain with associated consciousness, to which we do not have access.  This indeed is what has been found in some split-brain patients. Chalmers concludes that his theory results in a variant of “outrageous” panpsychism, but it is a view that can grow surprisingly satisfying with reflection. I am inclined to agree with him.

In conclusion

The two final chapters deal with conscious machines and strong artificial intelligence (chapter 9) and quantum mechanics and consciousness (chapter 10). I will leave these subjects for later discussion.

While Chalmers does indeed take consciousness seriously and recognize that it is fundamentally different to physical functions and cannot be reductively explained, most of his philosophic machinery and some of the principles he argued for in the second half of the books I found unconvincing. Consciousness exists in the real world, it is our primary experience and in fact ALL our experiences of physical systems are mediated through consciousness. So consciousness must be explored using evidence, not by using thought experiments of what is guessed to be logically possible. And the primary evidence is direct personal exploration of consciousness through tools like meditation, breathwork, psychedelics. None of which Chalmers appears to have any interest in or experience with.  Sure, these first-person experiences are much more difficult to work with than the objective observational tools of current science, but philosophical thought experiments about “logically possible” worlds are even less adequate for understanding such an important aspect of our reality.

Consciousness Explained…..or Consciousness Ignored?

In my third post on consciousness, I review Daniel Dennett’s 1991 book Consciousness Explained. My preliminary reading suggested this was an important contribution to the debate on the nature of consciousness.

His first chapter starts with the brain in the vat. He argues that the creation of all the inputs needed to fool the brain in the vat they were having real experiences is simply computationally impossible, due to the massive number of scenarios requiring inputs. And also claims that hallucinations are rarely “deep” in the sense of being solidly realized hallucinations that the person can interact with, walk around, view from different angles etc.

He seems to have a very limited understanding of the range of hallucinogenic experiences that people have, or for that matter, lucid dreams in which they can have detailed interactions, conversations etc with other dream characters and interact in detail with their dreamscape, including changing and influencing it.  He does have some interesting thoughts on how dreams can be randomly generated in a way which means they reflect the concerns of the dreamer, but have no “internal author”.

He later goes on to explain how brain processes use partial sensory information to fill in what we perceive as perceptions without gaps and holes. He goes to some length to explain how this could be done simply by creating the memory that it was done rather than that the brain has to construct a detailed “film” to be played in an internal “Cartesian theatre” for the mind to view it. Yet does not seem to twig that exactly this process can operate to create what we experience as extremely solidly realized hallucinations.

The book is around 500 pages in length and the bulk of it is about brain processes and how they construct our perceptions from partial inputs. He doesn’t really get to address the hard issues re consciousness until the last three chapters. 

For example, Dennett discusses how we see a continuous visual field with no blind spot. Is the brain taking the visual input and “filling in” the blind spot?  There are various other perceptual issues where what we “see” is minus the missing data in the visual input.  It seems fairly obvious to me that the brain simply has an instruction to ignore the missing stuff, or more correctly, without any actual input from that part of the field it simply ignores it, and we are unaware anything is missing. And after about 10 pages of discussing the issues with “filling in” he gets there. Perhaps I’ve picked up the solution to this question from more recent writing, and he is simply writing before much of this was explored.

But it is yet another example of how most of his quite lengthy book is devoted to discussing how the contents of consciousness are created, not discussing consciousness itself. His book was written before Chalmers in his 1996 book invented the term “hard problem of consciousness” and brought a lot of attention to it. He does address this issue in the last part of the book, and as I discuss below seems to completely dismiss it on the grounds that consciousness is an illusion.

Dennett is one of those infuriating philosophers who think that whatever half-baked assumption he has about the world can be stated as an obvious truth from which he then draws entirely unwarranted conclusions. For example, in Chapter 3 he tells us that most animals other than cats and dogs cannot enjoy what they do, and as an example says that birds cannot enjoy the sensation of flight. He goes on to conclude that humans are the only animals that can do things purely to have fun.

In Chapter 10, he tells us that the hallmark of consciousness is that they can be reported (barring aphasia, paralysis, or being bound and gagged).  The exceptions in brackets are his.  So he then concludes that conscious states must be accompanied by suitable higher-order thoughts. Apart from being a non-sequitur, he seems completely unaware of the extensive reporting of states of consciousness by humans which were not accompanied at the time by higher-order thoughts. In fact, I drop into such a state sometimes while meditating, when all thoughts may drop away for a period.

In Chapter 12, Qualia Disqualified turns to a discussion of qualia (for example the subjective experience of a colour). He makes the point that the affective or emotional properties of red are to a large extent programmed into the brain by evolution (red is universally a colour that alerts, perhaps because it is so different to the normal blue-green of the natural environment).  And the subjective response to red is not only a result of programmed instincts, but also of individual associations and quirks. He concludes that qualia for redness are JUST those complexes of dispositions evoked by the perception of “red” light. To quote:

“You seem to be referring to a private, ineffable something-or-other in your mind’s eye, a private shade of homogeneous pink, but this is just how it seems to you, not how it is. That “quale” of yours is a character in good standing in the fictional world of your heterophenomenology but what it turns out to be in the real world in your brain is just a complex of dispositions.”

The phrase I have italicized astonishes me. “Just how it seems to you” is exactly what qualia refer to, the subjective individual experience of red.  But apparently this is “Not how it is”, as presumably that is the set of brain reactions and instincts triggered (a complex of dispositions that can in principle be at least partially observable by another person).

But! Qualia ARE the subjective experience, not the objective dispositions of the brain. Qualia are observed from the inside and indeed are exactly “just how it seems to me”, not the chemical and electrical processes of the brain “observed from outside”.  Here Dennett is essentially dismissing the whole experience of first person consciousness as “fictional” and what is real is the associated objectively observable phenomena.

He doubles down on this position by claiming that the qualophile will claim that the quale red could be changed without changing any of the associated dispositions. This is entirely beside the point. I would not make that claim, the inside and outside of something are not independent. But the fact that a change in the experience of a quale will likely be associated with some change in the brain functioning does not mean the first-person experience is a fiction (or non-existent) and all that is real is the third-person observations of brain states.

Now that he has concluded that qualia do not exist, it is not surprising that he further concludes that there is no hard problem of consciousness, and “philosophical zombies”, which are supposed to act like a human in every way while somehow lacking qualia, cannot exist. In his 1996 book (next on my reading list), David Chalmers argues that Dennett’s position is essentially a denial of consciousness and, perhaps jokingly, suggests that Dennett is a philosophical zombie.

Dennett spends quite a bit of time making the point that qualia are epiphenomenal in the philosophical sense that they are an effect which itself has no effects in the physical world. This implies that things would happen in exactly the same way without them. Hence there is no empirical reason for believing in them.  His sleight of hand here is slip in the “empirical” which is a reference to external third-person observations. The first-person experience that we all have is completely dismissed. If anything, his argument is a valid argument that we cannot tell whether someone else is a zombie or not. But for him, the “not” is not an option because qualia have been shown by him not to exist. 

To quote Dennett directly “Are zombies possible? They’re not just possible, they’re actual. We’re all zombies*. Nobody is conscious…..I can’t prove that no such sort of consciousness exists. I also cannot prove that gremlins don’t exist. The best I can do is show that there is no respectable motivation for believing in it.” The asterisk indicates a footnote in which Dennett says it would be an act of desperate intellectual dishonesty to quote this assertion out of context.  I think I have provided enough context!

To respond: it may not be “respectable” in some academic philosophical circles, but first person consciousness is intrinsic to my entire experience of reality, including the objective third-person observations which Dennett thinks are the only real aspect of reality.

In a somewhat refreshing interlude in Chapter 13, Dennett addresses the reality of the sense of being a “self” and concludes that it is a brain construct. His arguments are an extrapolation from his discussions of brain processes with no apparent awareness of the fact that many people have had direct experience of “no-self”.  He asks the question “are there conditions under which life goes on but no self emerges? Are there conditions under which more than oneself emerges? We can’t ethically conduct such experiments.” In fact, we can. Meditation, psychedelics, breath work and other practices can provide ethical experiments for altering brain states and consciousness. I have experienced the loss of a sense of self in meditative states, and I have experienced the emergence of multiple selves and radical changes in the sense of self while on psychedelic journeys. But that is for another post.

In the final chapter, Dennett attacks those who argue that its not possible to imagine how a software program running on a machine could become conscious. Dennett argues that any program complex enough to simulate conscious interaction with humans will be no different to humans (whose brain processes are all that is going on, and these are the equivalent of very complex programs). I remain totally unconvinced. He is completely dodging the hard question of the emergence of consciousness from non-conscious inputs. He also dismisses the possibility that it is impossible to imagine what its like to be a bat. Here, I am actually fairly sure Nagel was referring to the possibility of knowing (not imagining) what it was like to be a bat.

In conclusion, Dennett has a story which focuses mainly on how the brain creates the contents of consciousness. And for that topic, he does quote quite a bit of neuroscience research. But as the book was written in 1991 and there has been a huge increase in our understanding of brain processes in the decades since, this is not the book I would read for the neuroscience of how our brain processes perceptions for us to experience.

On the topic of consciousness itself, he really doesn’t explore any of the vast evidence on consciousness, altered states, psychedelics, meditation, breath work, etc. Dennett finishes the book claiming he has shown how consciousness is an illusion that can be explained in terms of unconscious events. Nope, not even close. As Annaka Harris has pointed out, consciousness is the one thing that can’t be an illusion – by definition. “An illusion can appear  within consciousness, but you are either experiencing something or you’re not  –  consciousness is necessary for an illusion to take place.” Having just now looked at the Wikipedia article on Consciousness Explained, I am in full agreement with the critics it quotes as saying that “Dennett is denying the existence of subjective conscious states, while giving the appearance of giving a scientific explanation of them.” In summary, I found the book a tedious read, unconvincing, disappointing, and dated.

Here are links to my previous posts in this series on consciousness.

Anneka Harris on the fundamental mystery of consciousness Oct 6 2022

What is consciousness Aug 26 2022

Annaka Harris on the fundamental mystery of consciousness

In my previous post on consciousness, I noted that the 2019 book Conscious: a guide to the fundamental mystery of the mind, by Annaka Harris, was a superb discussion of the various issues, evidence and theories about consciousness. Of the seven books on consciousness I listed in the previous post, hers is the only one to take into account insights derived from meditation, use of psychedelics, and of altered states of consciousness more generally. It is also the only one to review, fairly honestly as far as I can tell, most of the major approaches to understanding and explaining consciousness and to discuss their pros and cons rather than making a partisan case for one approach.

Harris starts by explaining what she means by the word “consciousness”. She basically takes the philosopher Thomas Nagel’s definition in his famous essay “What is it like to be a Bat?” and posits that an organism is conscious if there is something that it is like to be that organism.  She says:

“Consciousness is experience itself , and it is therefore easy to miss the profound question staring us in the face in each moment : Why would any collection of matter in the universe be conscious ? We look right past the mystery as if the existence of consciousness were obvious or an inevitable result of complex life , but when we look more closely , we find that it is one of the strangest aspects of reality”

How does conscious experience arise out of non-sentient matter?  This is the problem that the Australian philosopher David Chalmers famously termed the “ hard problem ” of consciousness. Harris also points to a related question: at what point do the “lights turn on” for some collections of matter in the universe?  Presumably there is nothing that it is like to be a fertilized human egg cell, but at some point in the development of the foetus and its brain, experience apparently ignites.

In the second chapter Harris explores two related and important questions about consciousness:

  • In a system that we know has conscious experiences—the human brain—what evidence of consciousness can we detect from the outside?
  • Is consciousness essential to our behavior?

These questions lead Harris to the conclusion that (a) that both conscious and non-conscious states seem to be compatible with any behaviour and (b) that it may just be prejudice that makes us think that non-human living systems cannot be conscious. In the following Chapter she delves more deeply into the question of the extent to which consciousness plays a role in our behaviour.

She reviews experimental evidence which suggests that, at least for some types of behaviour and actions, the body-brain system has started the action before we are consciously aware of having to act. She concludes that our consciousness does not actually appear to be involved in much of our own behaviour, and this leads straight into the question of whether we have free will. The argument that conscious will is an illusion is further strengthened by the fact that the illusion of free will can be intentionally triggered and manipulated in experiments where there is not actually free will.

Harris then turns to the question of our experience of a “self” that is the subject of everything we experience. Is it possible to simply be aware of perceptions, feelings, thoughts etc without the sense of being a “self” who is aware of these things. Such an experience is not uncommon in meditation and in psychedelic experiences, and I can attest to this from personal experience, as can many other people.

In fact, research on brain functioning in people having psychedelic experiences has identified areas of the brain known as the default mode network which plays a key role in the sense of self. Researchers have found that during the psychedelic state there is significant deactivation of the default mode network, and this is strongly correlated with the experience of ego dissolution, or no-self.

Given that consciousness is the first-person experience of awareness, it seems obvious to me that first-person tools of investigation such as meditation and psychedelic experiences must be taken into account along with third-person observations of human functioning.

Harris then reviews “split-brain” studies, arguing that they shed light on both the concept of the self and on the malleability of consciousness. Split-brain experiments show that the part-brain without knowledge of the reason for a behaviour will invent a story to explain why the person is doing something. This suggests that maybe our sense of free will and decision making is a brain construct. Other experiments appear to show that each split brain has a separate centre of consciousness. There is not a single centre or “self”. Harris speculates that perhaps consciousness is not a “unitary” phenomenon but there may be flows of consciousness distributed across the brain and perhaps elsewhere in the body, and that these are “bound” into an apparent unitary “self” rather like disparate patchy sense inputs are bound into an apparent unitary experience.

Harris concludes that we can’t actually find reliable external evidence of consciousness, nor can we conclusively point to any specific function it serves. She raises the question of whether consciousness is “along for the ride” rather than playing a causal role in our functioning?

She then returns to the question of how and where to draw the line between conscious and non-conscious matter and suggests that perhaps consciousness is embedded in matter itself, as a fundamental property of the universe.  This is a form of panpsychism and in Chapter 6 she explores the arguments for and against this.

Like many scientists, I have tended to dismiss panpsychism as hugely implausible, and this was one aspect of Ken Wilber’s view of reality that I found impossible to accept. Harris lays out an argument that it should at least be considered and does offer simpler solutions to important questions about consciousness.  She finishes the chapter by saying:

“And, of course, the false conclusions drawn from a misunderstanding of panpsychism—that individual atoms, cells, or plants possess an experience comparable to that of a human mind, for instance—are often the very thing used to argue against it. Unfortunately, it seems quite hard for us to drop the intuition that consciousness equals complex thought. But if consciousness is in fact a more basic aspect of the universe than previously believed, that doesn’t suddenly give credence to your neighbor’s belief that she can communicate telepathically with her ficus tree. In actuality, if a version of panpsychism is correct, everything will still appear to us and behave exactly as it already does.”

I like Anneka Harris’ open-minded stance about these questions. Unlike many philosophers and neuroscientists who decide they know the answers and everyone else is wrong, Harris says:

My own sense of the correct resolution to the mystery of consciousness, whether or not we can ever achieve a true understanding, is still currently split between a brain-based explanation and a panpsychic one. But while I’m not convinced that panpsychism offers the correct answer, I am convinced that it is a valid category of possible solutions that cannot be as easily dismissed as many people seem to think. Unfortunately, it remains difficult for scientists to join the conversation without fear of jeopardizing their credibility.

She goes on later in the book to say:

Although I’m defending panpsychism as a legitimate category of theories about consciousness based on what we currently know, I am not closed to the possibility that we might discover, by some future scientific method, that consciousness does in fact exist only in brains. It’s hard for me to see how we could ever arrive at this understanding with any certainty, but I don’t rule it out. Nor am I discounting the possibility that consciousness is something we will never fully grasp.

In his article “Conscious Spoons, Really? Pushing Back against Panpsychism,” Anil Seth expresses a common view among neuroscientists that consciousness science has “moved on” from grappling with Chalmers’s “hard problem,” and thus from such “fringe” solutions as panpsychism. Unlike Anil Seth and Daniel Dennett (whose book I am reading now), Harris takes seriously the question of the nature of consciousness per se, the various hard problems, whereas they both duck these questions preferring to study the neural correlates of consciousness and the contents of consciousness.

In the final Chapter, Harris discusses how the mystery of consciousness is also intimately bound up with the mystery of time. That is something that has been very apparent to me from my experiences with meditation and grappling with the Buddhist understanding that the past and future do not exist here-now.  Is there nothing but the present moment, does consciousness “move” through time, is time movement an illusion?

If you are looking for an easy-to-read book which does an excellent job of examining the major questions, the evidence, and the pros and cons of various views on the nature of consciousness, I highly recommend Anneka Harris’s short book. It has certainly opened my mind to a wider range of possibilities, and a realization of how the mystery of consciousness is intimately bound up with the mysteries of time, of free will, and of the nature of reality.