What do people mean when they say they believe in God

I recently came across the 2017 Pew Research Center survey of more than 4,700 U.S. adults which found that of those who say they believe in God, 30% say they believe in some other higher power or spiritual force in the universe rather than the God of the Bible. Among those who say they do not believe in God (aka atheists), 47% say they believe in some other higher power or spiritual force. What do people mean when they say this? And do atheists and theists mean the same or different things?

Before discussing this, I first present some similar data for the United Kingdom, Australia, and Canada (the mother country and two other English speaking ex-colonies).

A 2020 YouGov poll in Britain found that 27% say they believe in “a god”, 16% say they believe in the existence of a higher spiritual power, but not a god, 41% do not believe in a god or a higher power and 18% don’t know.  Among British Christians, just over half say they believe in God, 16% believe in a higher power, 10% don’t believe in God or higher power, and 16% don’t know.

The 2019 Australian Community Survey found that 29% of Australians say they believe in a personal God and 32% say they believe in some sort of spirit or life force. Around two in 10 (21%) do not believe and 18% remain unsure.

A very recent Canadian survey carried out in November 2022 found that just over a third of Canadians believe in God or gods (33.6%), with a further 32.1% saying that they believe in a higher power or spiritual force, but don’t necessarily believe in a god or gods. More than one-in-five (22.1%) don’t believe in any spiritual power. 

Personal god(s) versus an impersonal higher power

Survey questions probing beliefs about “god” vary widely in wording and you don’t have to look at many surveys before you realize that question framing, wording, context dramatically affect responses.  What do people (and survey writers) mean by “God” or by other powers or forces. Here are some of the phrases I have come across that are contrasted with god or gods: higher power, spiritual force, life force, fate, karma, universal consciousness, the Absolute, the ground of being.

A personal god or goddess is a deity who can be related to as a person, instead of as an impersonal spirit or force, such as the Absolute, or the “Ground of Being”. A personal god is conscious, sentient, has will and purpose, and is capable of feelings.

A god that is not personal cannot be worshiped or prayed to, let alone answer prayers. Only a personal god dispenses rewards and punishments in this life or an afterlife. This is not something an impersonal force would do.

An impersonal force or spirit is usually much less defined for people who say that is what they believe in rather than a personal god.  It can refer to impersonal forces such as karma or fate, or to some guiding force underlying the universe, or perhaps to a universal life-force or to a universal field of consciousness. The “god” of pantheism is an impersonal god (God is everything) as is the god of panentheism (God is in everything).

The god of deists is a creator god who does not intervene in or react with the universe after its creation. I find it quite puzzling why someone would bother thinking up this type of god. I assume it must be because many people seem to have a compelling need to make up a reason for the existence of the universe in the absence of any evidence or proposed mechanism.

The apparent need for a creator is claimed by many theists to be an important reason to believe in a personal god, though clearly an impersonal god or force could also be responsible for creation. God-did-it or The-Force-did-it are equally unhelpful non-explanations for a postulated creation. And who knows, possibly some as yet theory of everything that combined all the known physical forces in a single theory, and included an explanation for consciousness, might also contain an explanation for the existence of the universe. And those who say they believe in a universal life force might say, aha, that theory of everything is exactly what we have been talking about.

Christianity and Judaism conceptualize a God who is both universal, like The Force, and personal. The Abrahamic God is able to be everywhere at once. He has all energy and power; in fact, he created the universe. At the same time, he is able to visit individuals, speak with them, express his feelings, thoughts and opinions to them, and do things for them in a very personal way.

I have no knowledge of Islamic theology but was surprised to find that Wikipedia describes Islam as rejecting the notion of a personal god as anthropomorphic. This is certainly in conflict with my impressions from what I have heard and read various Muslims say and with the data from the Integrated Values Survey which I discuss below. Based on limited data for Muslim countries, Muslims have the highest level of belief in a personal god of any of the major religions or culture zones.

An analysis of global survey data on belief in a personal god

In my previous analysis of the worldwide prevalence of and trends in atheism and religiosity (see here and here), I used questions in the World Values Survey and the European Values Study asking whether you believe in God (Yes/No/Don’t know), but also “Are you a religious person” (Religious, Non-religious, Confirmed Atheist) and questions on frequency and type of religious practices, and on the importance in your life of religion and God. The combined data of these two survey programs is referred to as the Integrated Values Survey (IVS) covering the period 1981-2020 and 105 countries.

The IVS includes a question on whether belief is in a personal god vs. a spirit or life force in surveys in 54 countries, predominantly in Europe. The surveys for the USA and Canada that included this question were carried out in 1981 and 1990, when the prevalence of atheism was lower than now.  This will obviously impact the prevalence of those who believe in a personal god.  The UK included this question in five surveys across the period 1981-2018 and I plotted the distribution of responses separately for theists (those who said they believe in god) and atheists (those who said they did not believe in god). As can be seen in the graphs below there is very little change in the distribution of responses across time within each group. 

On the assumption that this is generally the case in other countries, I have estimated the distribution of beliefs in 2023 as follows.  I estimated the distribution of beliefs within each of four religiosity categories (practicing religious, non-practicing religious, non-religious, atheist) using the pooled IVS survey data for each country for the entire period 1981-2020.  I estimated the prevalence of each of these religiosity categories by projecting previously estimated recent time trends for 2015-2020 three years forward to 2023. To be a little conservative in the projections, the projected rates of change were adjusted downwards 20%.  The distribution of beliefs for each of these categories was then weighted by 2023 prevalences of religiosity categories and added to give an overall estimate of belief prevalences by country and culture zone in 2023. Table 1 gives the results tabulated by culture zone.

* See Endnote for definitions of culture zones

Belief in a personal god is lowest in the Sinic East (based on data for China and Japan), the Indic East (based on data for India) and the Reformed West (based on data for 10 countries).

Despite Wikipedia’s documented description of the God of Islam as a non-personal god, the survey data above show that the Islamic East has the highest prevalence of people, at 90%, who say they believe in a personal god. The only survey in the Islamic East which included the meaning of belief question was for Turkey.  Its possible Turkey is non-representative of other Islamic countries. However, I also analysed the prevalence of belief in personal vs. impersonal god by religious affiliation and there are many Muslims in other countries outside the Islamic East. The table below tabulates the prevalence of beliefs by religious affiliation. Muslims still have the highest level of belief in a personal god.

* Note that the prevalences in this table relate to the 54 countries which included the belief question in surveys and may not accurately reflect the belief distribution in all members of a religious affiliation globally.

Countries ranked by prevalence of belief in a personal god

For the 54 countries with data on the distribution of beliefs concerning god(s), I also estimated the prevalence of beliefs in 2023 using the same methods as above. The following table ranks countries from lowest to highest prevalence of belief in a personal god.

A number of key points to note about these results. Two of the three countries with very low prevalence of belief in a personal god are China and Japan. The other is Czechia.  China has high prevalence of non-religious and atheists and its main religions are non-theist. The main religions of Japan are Buddhism and Shinto. Buddhism is non-theist and Shinto, while it has many gods, these are mostly sacred spirits which take the form of things and concepts important to life, such as wind, rain, mountains, trees, rivers and fertility.

As expected, levels of belief in a personal god are low in most of the formerly Protestant countries of western and northern Europe, where levels of atheism are also high. My estimate for the UK that 22% believe in a personal god is somewhat lower than the earlier 2017 estimate of 27%, but probably not inconsistent given the continuing decline of religion in Britain since then.

My estimate that only 49% of Americans believe in a personal god in 2023 is also reasonably consistent with the Pew Survey of 2017’s finding that 56% of Americans believe in the God of the Bible, given the IVS data for America that shows and acceleration in the prevalence of atheism in recent years, likely in response to the increasing right-wing extremism of Christians in the USA. At the bottom of the table are some predominantly Orthodox Christian countries and two Muslim countries where the prevalence of belief in a personal god is around 70% and 90% respectively.

Some questions and conclusions

I will look a little more closely at the distribution of beliefs in atheists and theists in the Reformed West. These are the largely Protestant countries of western and northern Europe, characterized today by a low proportion of the population practicing religion and a large minority or majority of the population who are atheist. This culture zone includes Britain, Australia and Switzerland as well as the Scandinavian countries. The table below shows the distribution of beliefs for theists and atheists in the Reformed West.  Only 39% of people who say they believe in God believe in a personal god. A higher proportion (43%) say they believe in a spirit or life force and 15% don’t know what to think.

Among atheists (those who say they do not believe in God) 25% say they believe in a spirit or life force and only 42% are clear that they do not believe in God, spirit or life force.

I am not surprised and somewhat comforted by the low level of belief in a personal god among theists. It’s the personal god who is responsible for most of the unacceptable behaviour of religious people in trying to impose their views of moral behaviour on others and in promoting hatred and discrimination against others.  An impersonal force is not going to care about your sexual preferences, the colour of your skin or whether you believe in it, let alone judge you and send you to heaven or hell.  Premodern beliefs and values assocated with concepts of a personal god are increasingly hard for modern well-educated people to accept.

Given the continuing decline in religious belief, I can hope that the proportion of people who believe in the God of the Bible continues to drop. It is already less than 50% for Americans if my projection is reasonable, and around 20% for the UK, Switzerland, France and the Netherlands. I don’t have data from IVS for Australia, but the proportion of Australians who believe in the God of the Bible will be less than 27% now. For both the Reformed West and North America, the countries where Protestantism has been the leading form of religion, it is now the case that less than half the adult population believes in the God of the Bible.

One quarter of atheists (those who say they do not believe in God) also say that they believe in a spirit or life force.  Are these beliefs similar to those of the theists who say they believe in a spirit or life force? I have not come across research looking more closely at this, but I suspect there are differences.  I think its likely the theists who say they believe in a spirit or life force are those who have rejected the mythical bearded father figure in the sky but are not yet ready to fully let go of belief in a god. Their impersonal god is likely a fuzzy ill-defined thing, perhaps with residual “personal” characteristics eg.  God is love, or god is creative power.

The atheists who believe in a “spirit or life force” may include some who have stepped away from theism but not entirely comfortable with letting go of any belief in something “larger than themselves”.  But it may also include those atheists who are not out-and-out materialists or reductionists. For example, Buddhist atheists, and some others, might believe that non-dual consciousness is some sort of universal field or ground of being.  

From time to time I come across atheists or philosophers, even atheist philosophers, who assume that all atheists must be materialists or believe only physical things exist. This is clearly not the case, since the proportion of atheists who positively state that they do not believe in god, spirit or life force is relatively low, ranging from around 25% in the USA to 30-40% in other regions where Christianity is the dominant religion. Other atheists may simply have some vague feeling that there is something more to reality that they don’t want to pin down and conceptualize as something with specific attributes, or simply don’t know what to think, or they may have some well-developed view of reality (in their mind) which might involve some non-physical field or force (universal love, consciousness etc). It would be interesting to interview people and find out more about what they mean when they say they believe in a higher power or other similar phrase, and how this might differ between theists and atheists.

Endnote. Definitions of culture zones used to group countries

I am using the 10 culture zones defined by Welzel [1], with one modification. Because Australia’s and New Zealand’s culture values are much closer to the countries of the Reformed West than to those of the USA and Canada, I have included Australia and New Zealand in the Reformed West and renamed the New West as North America. The culture zones are defined as follows:

Reformed West — Western European societies strongly affected by the Reformation: Denmark, Finland, France, Germany, Iceland, Netherlands, Norway, Sweden, Switzerland, United Kingdom, plus Australia and New Zealand;
North America — USA and Canada;
Old West — Mostly Catholic parts of Western Europe being core parts of the
Roman Empire: Austria, Belgium, Cyprus, Greece, Ireland, Israel, Italy, Luxembrg, Malta, Portugal, Spain;
Returned West — Catholic and Protestant parts of post-communist Europe returning
to the EU: Croatia, Czechia, Estonia, Hungary, Latvia, Lithuania, Poland, Slovakia, Slovenia;
Orthodox East — Christian Orthodox or Islamic parts of the post-communist world,
mostly parts of former USSR;
Indic East — Parts of South and South East Asia under the historic influence
of Indian culture: Bhutan, Cambodia, India, Indonesia, Laos, Malaysia, Maldives, Myanmar, Nepal, Pakistan, Philippines, Singapore, Sri Lanka, Thailand, Timor-Leste;
Islamic East — Regions of the Islamic world that have been parts of the Arab/Caliphate,
Persian and Ottoman empires;
Sinic East — Parts of East Asia under the historic influence of Chinese culture: China, Hong Kong, Japan, Macau, Mongolia, North Korea, South Korea, Taiwan, Vietnam;
Latin America — Central and South America and the Caribbean;
Sub-Saharan Africa — African countries south of the Sahara.

Reference

[1] Welzel C. Freedom Rising. Human Empowerment and the. Quest for Emancipation. 2013. Cambridge: Cambridge University Press. https://www.cambridge.org/core/books/freedom-rising/80316A9C5264A8038B0AA597078BA7C6

Degrees of separation: Erdös, Einstein, Bacon and more

A basic Buddhist insight is that everything is connected, nothing exists in isolation.  The technical term is “emptiness” and the Heart Sutra expresses it as “Form is emptiness, emptiness is form.” One pop culture expression of this insight is the Six Degrees of Separation idea. 

This is the idea that all people are six or fewer social connections away from each other. As early as 1967, Stanley Milgram tested this idea in his small world experiment, where the goal was to send a letter from a random person in Kansas to a random person in Boston via a chain of friends. The letters on average reached their destinations after five and half people. Incidentally Milgram never used the term “six degrees of separation”. This was popularized in a 1990 play Six Degrees of Separation and a 1993 film of the same name starring Stockard Channing, Will Smith, Donald Sutherland and Ian McKellan among others.

The concept has been popularized in a number of offline and online games. This Wikipedia article gives a nice overview of these, as well as more serious attempts to estimate average degrees of separation in various contexts. Wikipedia itself has become the focus of another popular six degrees of freedom game, which my sons have told me about playing, in which the player attempts to find the shortest link path between any two given Wikipedia articles.

I’ll focus below on the Erdös number (mathematicians), the Bacon number (actors), various extensions of the Bacon number, plus a couple I’ve made up myself because I score well on them (what better reason could there be). Disclaimer: none of these numbers say anything about a person’s career success, or social influence, they just shine a light on the wild and wacky ways that we can be connected and that connections are often closer than we would think.

The Erdös Number

Just for fun, mathematicians like to quote their Erdös number, the degrees of collaboration distance from Paul Erdös, one of the most prolific modern writers of mathematical papers. Someone who has co-authored a paper with Erdös has an Erdös number of 1.  Another author’s Erdös number  is one greater than the lowest Erdös number of any of their collaborators.  Some years ago, when bored with work, I decided to try to work out my Erdös number. I found paths through two different co-authors that gave me an Erdös number of 6.

A couple of years I published with a co-author who reduced my number 5. Chatting to colleagues, I boasted that my Erdös number had dropped to 5, the medium number among professional mathematicians, and one of them asked what an Erdös number was. I explained, and he obviously went back to his office to see if he could work out his, because he returned a few minutes later to say that his was 3, and I was 4 (one less than the median for mathematicians. 

Here is my Erdös pathway:

  1. Erdös, P.; Babu, G. Jogesh; Ramachandra, K. An asymptotic formula in additive number theory. Acta Arith. 28 (1976) no. 4, 405-412.
  2. Mukherjee, S., Feigelson, E.D., Babu, G.J., Murtagh, F., Fraley, C. and Raftery, A.E. Three types of gamma ray bursts. Astrophysical Journal 1998; 508, 314-327.
  3. Le Bao, Josh A Salomon, Tim Brown, Adrian E Raftery, Daniel R Hogan. Modelling national HIV/AIDS epidemics: revised approach in the U Estimation and Projection Package 2011. Sexually transmitted infections 2012, 88 (Suppl 2), i3-i10.
  4. Colin D Mathers, Ritu Sadana, Josh Salomon, Christopher JL Murray, Lopez AD. Healthy life expectancy in 191 countries, 1999. The Lancet 2001, Vol 357: 1685-1691.

The Erdös number has been criticized as having a temporal bias. The further a person is in time from Erdös (who died in ) the higher his Erdös number will be on average. However, this irrelevant, the Erdös number is nothing other than a measure of the degrees of separation from Erdös and of course it must increase with time. Measures of career impact are available that are based on citations, not degrees of separation. The sciences have widely adopted the H-index which is a measure of the number of papers published and widely cited.  The H-index has its limitations also as it varies by discipline and length of career.

The Einstein Number

Since my original research field was physics, I was curious to see whether physicists have an analogous index for collaboration distance from a famous physicist, such as Einstein. I have only found two web pages (here and here) that mention degrees of separation from Einstein, one in terms of personal encounters and the other in terms of papers cited by a paper (not co-authorship as for Erdos). Einstein has an Erdos number 2, since he wrote papers with Ernst Straus, and Straus co-authored 20 papers with Erdos. Here is one example:

  1. Albert Einstein and Ernst G. Straus. The Influence of the Expansion of Space on the Gravitation Fields Surrounding the Individual Stars. Annals of Mathematics 1946; 47(4): pp 731-741.
  2. Paul Erdős and Ernst G. Straus. On products of consecutive integers, Number theory and algebra, pp. 63–70, Academic Press, New York, 1977.

So I automatically have an Einstein number of 6 via Erdos. I also found a separate path, avoiding Erdos, which also gives me an Einstein number of 6.

And a path consisting only of physics papers, giving me an Einstein number of 7, as follows:

  1. Albert Einstein and Wolfgang Pauli, Non-existence of regular stationary solutions of relativistic field equations, Annals of Mathematics, ser. 2, 44 (1943) 131-137.
  2. Wolfgang Pauli, L Rosenfeld and Victor F. Weisskopff . Niels Bohr and the development of physics. New York: Pergamon Press (1955) – 195 pp.
  3. John M Blatt, Victor F Weisskopf. . Theoretical nuclear physics. New York: Chapman and Hall (1952) – 896pp.
  4. JM Blatt, Stuart T Butler. Superfluidity of an ideal Bose-Einstein gas. Physics Review (1955) 100: 476-480.
  5. Stuart T Butler, Robert M May. Production of Highly Excited Neutral Atoms for Injection into Plasma Devices. Physics Review (1965) 137: A10–A16
  6. Robert M May, Neil F Cramer. Energy loss of fast test ions in a plasma in a weak magnetic field. Physics Letters A (1969), 30: 10-11.
  7. Colin D Mathers, Neil F Cramer.  The Effect of Ionization and Recombination on the Resistivity of a Partially Ionized Plasma in a Magnetic Field.  Australian Journal of Physics  (1978) 31: 171-9.

Kevin Bacon and the Bacon Number

In a 1994 interview, Kevin Bacon mentioned that he’d either been in a movie with everyone in Hollywood or someone who had worked with them. The comment morphed into a popular game for movie buffs connecting actors to Bacon, via a chain of the movies they have made together.

A valid Bacon number is assessed through co-starring roles in mutual films, television programs, and documentaries verifiable by the Internet Movie Database. Kevin Bacon has a Bacon number of 0, anyone who has appeared in a movie or television program with the actor has a Bacon number of 1, individuals who have appeared with one of Bacon’s co-stars (but not directly with Bacon) have a Bacon number of 2, and so on. Sometimes, this is relaxed to appearances in a movie, rather than co-starring role.

Two random examples of politicians with low Bacon numbers: Donald Trump has a Bacon number of two from his cameo in Home Alone 2, and Vladimir Putin has a three.

According to the Oracle of Bacon, based on actors appearing in movies and TV shows (excluding news, reality and talk shows), the distribution of Bacon numbers is as follows:

An astonishing 2,759 actors have appeared in movies with Kevin Bacon. The average Bacon number 3.03 and only 888 of the 1,375,157 actors had a Bacon number of 7 or greater, that’s less than 0.1%.

Erdös-Bacon Number

Because some people have both a finite Bacon and a finite Erdős number because of acting and publications, there are a rare few who have a finite Erdős–Bacon number, which is defined as the sum of a person’s independent Erdős and Bacon numbers. The Bacon number used here is often the broader form counting onscreen filmmaking collaborations rather than only actors in starring roles.

Natalie Portman has a Erdős-Bacon number of six, second-lowest among professional actors, as does Danica McKellar. The actor with the lowest number is apparently Albert M. Chan, who appeared with Bacon in Patriots Day. His number is four. Colin Firth’s number is seven. Coming from the other direction, Carl Sagan’s number was four. Stephen Hawking’s is seven.

The lowest number that anyone is known to have is three, held by mathematicians Daniel Kleitman and Buce Reznick. Daniel Kleitman, for example, was a math advisor for Good Will Hunting (which is two steps from Kevin Bacon via Minnie Driver’s appearance in Sleepers) and appeared in the film as an extra.

Elon Musk, who is neither a scientist nor an actor, has an Erdős–Bacon number of 6. In 2010 Musk had a cameo in the film Iron Man 2. Since actor Mickey Rourke played a role in both Iron Man 2 and in Diner where Kevin Bacon aso played a role, Musk has a Bacon number of 2. In 2021 Musk coauthored a peer-reviewed scientific paper on COVID-19 together with Pardis Sabeti, among others. Since Sabeti has an Erdős number of 3, Musk has an Erdős number of 4 (same as me) and consequently an Erdős–Bacon number of 6.

I don’t have a Bacon number, and the only way I could get one is if my friend James, a professional documentary producer, could be persuaded to put me in one of his documentaries. He has a Bacon number of 3, and he just needs to offer me a part in his next film.

Erdos-Bacon-Sabbath number

Legendary heavy metal band Black Sabbath is famous for having more members (35 touring and session players) than albums (19). So of course there is a Black Sabbath number for people who have connected with Black Sabbath through musical performances.

To have an Erdos-Bacon-Sabbath number, you must have: co-written a scientific paper with someone who eventually connects to Erdos; appeared in a film with someone who eventually connects to Kevin Bacon; and performed musically with someone who eventually connects to Black Sabbath. A perfect EBS number would be three. No-one has that number. The lowest known number is 8, held by Stephen Hawking, futurist Ray Kurzweil; and neuroscientist Daniel Levitin.

Natalie Portman (actress) and Brian May ( of Queen fame) both have EBS numbers of eleven. Lower EBS numbers have been claimed for both (solid 10 for Portman and 8 for Brian May, the latter through a dubious Erdos connection).

Handshake separation from Adolf Hitler

And one I won’t be adding to my CV is my 2 degrees of (handshake) separation from Adolf Hitler. Back in 2003 when I was visiting Germany, I met and shook hands with an elderly woman who had shaken hands with Hitler when she was young.

Consciousness and free will – Part 2

“Free will is an illusion so convincing that people simply refuse to believe we don’t have it.” Jerry A. Coyne (Professor of Evolution and Ecology) commenting on Sam Harris’s book Free Will. An Australian Professor Daniel Stojar is an example of the many people who simply refuse to believe we don’t have free will, saying “It seems as obvious as anything that we have free will. ….. We are free to move our finger. That is neither determined nor random — it’s a choice we can feel in our bones.”

How universal is this belief that we have free will in the ordinary sense, not in the philosopher’s compatibilist sense?

The general public

Surveys of lay public views on free will have been difficult to interpret because of differences and limitations in how the researchers conceptualized and thought about free will. For example, Nahmias and co-authors (2005) carried out a study in which they presented what they saw as a deterministic scenario and asked respondents if the person acted of their own free will. Most say yes, and they interpret this to mean people think free will is compatible with determinism. I think the simpler explanation is that they think people act with free will (in the ordinary sense) even when they are told to consider a scenario in which a computer can predict the act. In fact, some people explicitly rejected that the computer could predict and had to be told to assume it would. But many probably thought that and didn’t make an explicit objection.

Recent research provides clear cross-cultural evidence that a majority of the lay public believe in free will in the ordinary sense – that we are the conscious authors of our own choices. Sarkassian et al (2010) found that subjects from the United States, Hong Kong, India and Colombia exhibited a surprising degree of cross-cultural convergence in belief in free will. An online survey of adults in the USA and Singapore found that 82% of US respondents believed in free will and 85% in Singapore. Other studies have found that few lay people appear to conceptualize free will in the compatibilist sense.

The fact that the Christian religion explicitly requires free will to justify the concepts of sin and eternal punishment, and that the majority of people in Western countries have this Christian cultural background at minimum, means that almost certainly the term free will is not interpreted in a compatibilist way by most people in countries with a Christian history and probably those with predominantly Muslim culture.

Philosophers

David Bourget and David Chalmers surveyed 1,972 philosophy faculty members at 99 institutions and received results from 931 of them. Most of the universities were in English-speaking countries and in other countries were chosen for strength in analytic philosophy. Before getting to free will, I note that they found 73% of philosophers were atheists and 56.5% were physicalists re the mind.

The survey found that 59% of philosophers were compatibilists, 14% libertarians, 12% thought there was no free will, and 15% had other views. As libertarians believe in free will in the normal sense, and compatibilists do not, this means that 71% of philosophers do not believe in free will (in the ordinary sense) and only 14% do. For the sake of figures that add to 100%, I will assume that the 15% “other views” split in the same proportions between free will and no free will, so that overall 84% of philosophers do not believe in free will in the ordinary sense, and 16% do.

Scientists

Following publication of an article on free will, Scientific American conducted a reader poll and found that 59% of the 4,672 respondents endorsed the idea that free will existed and 41% thought that it didn’t. This is clearly a self-selecting sample of readers of Scientific American, who I would assume to be more determinist than the average person and so have a lower percentage believing in free will. From the respondent comments, it seemed clear to me that most people were interpreting free will in the normal sense not the compatibilist sense.

As noted in my previous post, Einstein did not believe in free will. Other scientists, eminent and not eminent, who have concluded that we do not have free will include evolutionary biologists Charles Darwin and Jerry Coyne, physicist Stephen Hawking, the psychologists Steven Pinker and Paul Bloom, and neuroscientists Wolf Singer, Chris Frith, Anil Seth and Sam Harris. Indeed, a number of philosophers have publicly complained about all these upstart scientists who pontificate on free will without any understanding of the lengthy debates that philosophers have had.

However, its probably not the case that scientists in general do not think we have free will. Some look for chinks in the determinist view in the unpredictability of complex chaotic systems or the unpredictability of quantum events. Roger Penrose is a prominent example of the latter. And many, not given to introspection or meditation simply do not question their felt experience.

Graffin and Provine (2007) carried out a survey of 149 eminent evolutionary biologists on their beliefs about free will and religion. Their questionnaire offered evolutionary scientists only two choices on the question about human free will: A, all organisms are locally determined by heredity and environment, but humans still possess free will; B, all organisms are locally determined by heredity and environment, and humans have no free will. To the authors’ surprise, 79 percent of the respondents chose option A for this question, indicating their belief that people have free will despite being determined by heredity and environment. Only 14 percent chose no free will, and 7 percent did not answer the question.

They considered whether the respondents who chose option A were thinking of free will as choice in the compatibilist sense, but noted that this view was not mentioned in the interviews with selected respondents or in the many comments generated by the free will question.

One of the authors had been polling his undergraduate evolution class each year on belief in free will. He found that year after year, 90% or more favoured the idea of human free will for a very specific reason: They think that if people make choices, they have free will. The professional debate about free will has moved far from this position, because what counts is whether the choice is free or determined, not whether human beings make choices. People and animals both certainly choose constantly. Comments from the eminent biologists suggest that they were equating human choice and human free will. In other words, although eminent, the respondents had not thought about free will much beyond the students in introductory evolution classes.

Free will and moral responsibility

Sam Harris discusses in some detail the issue of how belief or lack of belief in free will affects people’s judgements of moral responsibility and impacts decisions about penalties and punishments by society. He makes the point that a person remains responsible for their acts whether or not they have free will, and that society should impose appropriate consequences for a number of reasons: to deter such acts in future, to protect society from dangerous people, to compensate others for harm incurred. What would be different is that there would no longer be a justification for punishment as retribution for making a wrong choice. All of this struck me as sensible and, like Harris, I think that we would be better off as a society in eliminating retributive punishment for the sake of retribution alone.

Last week I was discussing free will with a friend who said that he had also come to the conclusion that free will was an illusion. He had explained this to his teenage children who responded that in that case they no longer had to do their homework. I was quite puzzled about this reaction, it made no sense to me at all except as a typical teenage response of seeking to use anything they could think of to try to avoid unpleasant activities. But logically, I could not see why ceasing to believe in free will would lead you to stop doing things you had been doing up till then.

In do a review of the empirical literature on free will belief, I discovered a large body of research which has shown that changing a person’s belief in free will does result in behavioural change. Studies using deterministic arguments to undermine people’s belief in free will have led to a number of negative outcomes including increased cheating and aggression. It has also been linked to worse job performance, a reduction in helping behaviours and lowered feelings of gratitude. As with my anecdote about children and homework, I have trouble understanding why this would happen.

One strand of explanation looks at belief in free will as necessary to supply the requisite motivation to maintain a strong sense of ethical duty and responsibility ( an argument made by Smilansky here). Others assume that people decide if there is no free will “they cannot be held accountable, no one’s to blame, and everything’s permitted, right?”  Which of course, does not follow at all.

Both these proposed explanations would apply only to people for whom the threat of punishment or the promise of reward are primary determining factors for actions. These are people at stage 1 of Kohlberg’s stages of moral development. People at stage 2 and stage 3 of moral development would not change their behaviour if they ceased to believe they had free will.

A third interpretation of people changing behaviour when they cease to think they have free will is that they are confusing determinism with fatalism. That what will happen will happen and their choice of action will make no difference to the result. Again, this is a completely incoherent reaction.

A number of philosophers such as Daniel Dennett and Saul Smilansky have concluded that, in Smilansky’s words “We cannot afford for people to internalize the truth” about free will”. Smilansky is convinced that free will does not exist in the traditional sense—and that it would be very bad if most people realized this. He argues that the fact that free will is an illusion is something that should be kept within the ivory tower.

Nietzsche called free will “a theologians’ artifice” that permits us to “judge and punish.” And many thinkers have believed, as Smilansky does, that institutions of judgment and punishment are necessary if we are to avoid a fall into barbarism. Like Harris, I think that relinquishing a belief in free will in the ordinary way could allow society should move away from barbaric and ineffective punishments based on retribution, in favour of evidence-based penalties and other responses which protect society, deter bad behaviour and maximise rehabilitation.

Its difficult not to conclude that free will is a concept with religious roots that should have been discarded ages ago. Accepting this would also free us from hatred. Blaming people makes us angry and vengeful, and that clouds our judgment. Harris’s book makes this argument in more detail as does a 2016 article in The Atlantic.

The philosophers however are probably right in thinking that the illusion of free will is so strong that there is really not much need to worry about possible negative consequences of people seeing that it is an illusion. The general population in most countries has a long way to go before most adults are beyond Kohlberg Level 1 or 2 morality.

Consciousness and free will – Part 1

Like most people, it seemed obvious to me that we have free will and up until about three years ago, I had not thought about it much or questioned it. Then I read Sam Harris’ small book Free Will (2012, Free Press) which made the case that we do not have free will. In my previous posts on consciousness, I noted that Annaka Harris, David Chalmers and Anil Seth all had some discussion of free will in their books. So I re-read Sam Harris’s book, now with a much deeper understanding of its relationship to consciousness, and came away largely convinced that he is right in seeing free will as an illusion.

Free Will is a very short book, 66 pages of main text amounting to around 15,000 words. It is very well written and jargon-free and makes a very strong case that free will is an illusion. Thoughts and intentions emerge from background causes of which we are unaware and over which we exert no conscious control. Well worth reading, whatever your views on free will.

For most people, consciousness not only involves a sense of self but also the feeling of being in control of your actions, of being the author of your thoughts. In other words, you have free will, the ability to consciously choose among potential decisions or actions. I refer to this as free will in the ordinary sense. This idea of free will emerges from a felt experience, and most people do not question it. That included me until relatively recently.

Three main positions on free will

Harris notes that in the philosophical literature we find three main approaches to the problem: determinism, compatibilism and libertarianism. Determinists believe that our thoughts and actions are fully determined by internal and external background causes and free will is an illusion. Compatibilists accept determinism and redefine “free will” as being free from any outer or inner coercions that would prevent the person from acting on his actual desires and intentions.

Libertarians (no relation to the political philosophy) believe that free will occurs outside of physical causation, whether as the causal action of consciousness on the physical brain or perhaps via metaphysical entities such as a soul. While both determinists and libertarians believe determinism and free will are incompatible, I will refer to libertarians in this review as incompatibilists to avoid confusion with the extreme right-wing political libertarians. Harris notes that our modern understanding of brain and behaviour strongly supports a determinist view and that “today, the only philosophically respectable way to endorse free will is to be a compatibilist”.

David Bourget and David Chalmers surveyed 931 philosophy faculty members at 99 institutions in many countries and found that 12% of philosophers were determinists, 59% compatibilists, 14% incompatibilists, and 15% had other views. Leaving other views aside, this means that 71% of philosophers do not believe in free will in the ordinary sense and only 14% do. This means that almost three quarters of philosophers agree with Sam Harris’ case that (ordinary) free will is an illusion, except that some are quite angry with him for not accepting their redefinition of free will as the freedom from coercion (more of this later).

Objective evidence

Harris’s case rests on objective, scientific observations on the one hand, and subjective evidence from introspection and meditation on the other hand. The scientific evidence includes:

  • Observations that brain activity occurs a significant time interval before conscious awareness of the intention to do something.
  • Given the right experimental manipulations, people can be led to believe that they consciously intended an action, when they neither chose it nor had control over their movements.
  • Hypnotized people who are asked why they have done things that were suggested by the hypnotist will confabulate reasons for their actions that have nothing to do with the actual reason.

To this I would add the experiments done with split brain patients, where an action is requested to one side only of the split brain. When the patient is asked via the other side of the split brain why they did that action, the other side will invent a plausible reason that it believes.

Subjective evidence

Sam Harris devotes more of his book to discussion of our subjective experience, arguing that free will is not only an illusion, but it doesn’t even correspond to any subjective fact about us. Introspection soon shows us that thoughts and intentions emerge from background causes of which we are unaware and over which we exert no conscious control. Seeming acts of volition merely arise spontaneously and cannot be traced to a point of origin in our conscious minds. As an experienced meditator, I am well aware that my thoughts appear spontaneously in my mind, and I can no more decide what I will next think or intend until a thought or intention arises in my mind. To directly observe this is to understand that we are not the authors of our thoughts and actions in the way that people generally suppose. You might respond that you can think connected chains of thought, but meditators know that these arise and cease for reasons outside our conscious control.

Part of the felt experience of free will is to feel that you could have chosen to do something other than what you did, to think the thought “I could have done otherwise” after doing whatever you did do. But it is not possible to go back and make a different decision. This is an untestable belief. The perception that you could have, is actually an understanding that you could make a different decision if similar circumstance arose in the future. And that is likely true, particularly if what you did do last time had undesirable consequences. Read Harris for a fuller discussion of this.

What do the authors of the other books on consciousness that I have been reading think about free will? Anneka Harris agrees with Sam Harris and summarizes the same case, probably just as well since she is married to him. I briefly discuss the views of the other authors below.

Daniel Dennett

Daniel Dennet is a compatibilist who agrees with Sam that we do not have free will and our choices are determined, not free. But he redefines free will as the freedom to do what is determined and is very aggressive about attacking Harris for claiming there is no free will (even though Harris is talking about the type of free will he agrees is an illusion). Einstein expressed this compatibilist view very clearly as follows:  In a 1929 interview in The Saturday Evening Post, he said: ‘I do not believe in free will. I believe with Schopenhauer: we can do what we wish, but we can only wish what we must.’

Dennett has written a book Freedom Evolves (2003) in which he defends his compatibilist view that that the concept of free will should be redefined so that it no longer involves a free choice among alternatives but rather refers to our freedom to do that one thing that we must wish to do, in other words our freedom from coercion. I think even this definition is incoherent, since if there is external coercion, it is just one of the external determining factors in the determination of our choice (either to change it because we are coerced, or to not change it and suffer the consequence of the coercion). As Eyal Moses’ 2010 review of his book stated:

“For Dennett, the significance of free will is that it is the basis of morality and moral responsibility, of engaging in moral judgment and holding people responsible for their actions. His thesis is that while free will in the ordinary sense is an illusion, these consequences of free will are real and compatible with his deterministic model of the universe, so free will should be redefined to refer to these consequences. Dennett suggests that calling an action “freely chosen” should not mean that the person had some other possible alternative action (which Dennett claims is never true), but rather should mean that we are justified in holding the person morally responsible for that action.”

Dennett has written a long, condescending and incoherent review of Sam Harris’ book. Harris has responded to this here, and Daniel Miessner has written a devastating critique of Dennett’s arguments and examples in his review of Harris’s book. Miessner summarizes Dennett’s position as (1) We have free will because we feel like we do and (2) It’s useful to hold people responsible for their actions, so we must tell people that free will is real.

If you want to dig a little deeper into the issues around understanding the true nature of free will, I can recommend reading Dennett’s review, Sam Harris’ response and Miessner’s detailed critique.

David Chalmers

Chalmers made a fairly strong case in his book that consciousness is an epiphenomenon of mental functioning and itself has no causal role. But he resisted drawing this conclusion, saying he is agnostic and hopes to find some subtle role for consciousness in causing behaviour.  Annaka Harris identifies such a potential causal role for the behaviour of someone who is reporting on their experience of meditating on their empty consciousness (formless awareness). Its hard to imagine how a zombie could exhibit such behaviour.

Chalmers examines a number of potential strategies for avoiding epiphenomenalism but concludes that none of them justify rejecting the conclusion that consciousness is mostly epiphenomenal, perhaps with some subtle exceptions.  This clearly is fundamental to the issue of whether or not we have free will, and I find it odd that Chalmers does not discuss free will directly. He is on record as saying he does not have strong feelings about free will. For some reason, he appears to act coy around expressing a view on free will, though he is clearly sceptical and tending towards compatibilism, saying in the Scientific American interview that “If it just means you can do what you want to do, then, well, that seems pretty straightforward. If it’s the ability to do something completely non-deterministic, well, I don’t know if we have that.”

Anil Seth

Anil Seth also comes down very clearly on the side of no “spooky free will” (free will where consciousness causally intervenes in the flow of physical events). He discusses in some detail how intentions are formed in the brain before we become aware of making a decision and the very strong feeling that our “self” has made the decision and is causing the action. He is also a compatibilist, also quoting Schopenhauer in slightly different words “Man can do what he wills, but he cannot will what he wills.”

But Seth, somewhat like Dennett, is clearly unwilling to state that free will is an illusion.  Indeed, he says that the conscious experience of volition is as real as any other conscious perception, such as a visual experience of colour. I find it somewhat difficult to take him seriously after he has just reviewed at length all the neurological experiments showing brain activity a significant time before a conscious volition is experienced and that people will experience volition if they are fooled into thinking they are controlling a series of events or the real cause is hidden from them.

What Seth actually means by saying the experience of volition is “real” is that it is indeed an experience we have, even though it does not reflect a reality in which our “self” makes choices from a range of options, any of which the self could have chosen. Seth argues that the reason we have this experience of volition is that it is indispensable to our survival and assists us to realize that we can learn from our previous “voluntary” actions, to possibly make a different choice next time. He may well be right.

In conclusion

The objective evidence, well discussed in some detail by Anil Seth, and the subjective evidence, well laid out by Sam Harris, and which I have also examined in some depth, together make a strong case that free will in the ordinary sense, is an illusion, or as Sam Harris puts it more strongly, even the illusion of free will is an illusion. It seems to me very likely that not only are free will and the sense of a conscious self illusions, but that consciousness is largely along for the ride, and plays at most only a limited causal role in behaviour and thought.

I have not touched on the implications of this for moral responsibility. Sam Harris spends quite a bit of time discussing this in his book, and Daniel Dennett sees moral responsibility as necessary and that it justifies redefining free will so people can be told they have it. There is quite a body of empirical evidence around this issue and I will examine it, as well as evidence on the free will beliefs of the general population and specific groups, in Part 2 of this post on free will.

The “real” problem of consciousness: a review of Being You by Anil Seth

In my fifth post in this series, I review Anil Seth’s 2021 book Being You. See here, here, here, and here for the previous posts. I read a Guardian review of this book in August 2021 which raved about it, as did various other reviewers. So, I went out and bought it, and when it came, I started to read it. It annoyed me so much (see below) that I put the book aside until recently. Seth is a Professor of Neuroscience at the University of Surrey, highly cited for his publications, and also a prolific popularizer of his views on consciousness (New Scientist, Scientific American, TED talks etc).

Seth starts well in the Prologue, with the comment that “consciousness is a mystery that matters. For each of us, our conscious experience is all there is. Without it there is nothing at all: no world, no self, no interior and no exterior.” But he continues with “For me, a source of consciousness should explain how the various properties of consciousness depend on, and relate to, the operations of the neuronal wetware inside our heads. The goal of consciousness science should not be ‑‑ at least not primarily ‑‑ to explain why consciousness happens to be part of the universe in the first place.”

The book is divided into four parts. In the first, Seth describes his approach to the study of consciousness. He also deals with attempts to measure the presence and level of consciousness. The second examines how the brain produces the contents of consciousness, and the third examines the sense of self and conscious selfhood. The fourth and final part, examines what his approach to the study of consciousness has to say about animal consciousness and the possibility of sentient machines.

The hard problem of consciousness

Seth defines consciousness as “any kind of subjective experience whatsoever. …. Whenever there is experience, there is phenomenology; and wherever there is phenomenology, there is consciousness.” He quotes Chalmers’ description of “the hard problem” before going on to say that his preferred philosophical position, and the default assumption of many neuroscientists is physicalism (synonymous with materialism, the view that consciousness is an emergent property of arrangements of physical stuff). At the other extreme to physicalism is idealism, the idea that consciousness or mind is the ultimate source of reality and matter emerges from mind. Seth then notes that various forms of dualism “sit awkwardly in the middle” and few philosophers or scientists now sign up for dualistic views. He doesn’t explicitly mention Chalmers’ naturalistic dualism, though he does describe functionalism as an influential form of physicalism. Functionalism is the idea that consciousness does not depend on what a system is made of, but only on what the system does, on the functions it performs. Chalmers is actually a functionalist, though not a physicalist.

Seth also mentions panpsychism and mysterianism. Panpsychism is summarily dismissed as not leading to any testable hypotheses, and mysterianism as unjustly pessimistic.

He then defends physicalism through an attack on so-called `zombie’ thought experiments. He argues, in my view fairly correctly, that the ability to imagine a philosophical zombie is an extremely weak argument that may have no bearing on the actual possibility of such a creature.  However, he does not mention any of Chalmers’ other four arguments for the non-supervention of consciousness on the physical. To my simple mind, Seth just assumes that consciousness is an emergent property of physical brains without argument and ignores completely the mystery of how a first-person subjective experience can emerge from an arrangement of physical things, by their nature objective and third-person. How can an interior emerge from exteriors: the hard problem.

The `real’ problem of consciousness

Seth then explains that his aim is to address the “real” problem of consciousness, not the hard problem. According to the “real problem”, the main aims of consciousness science are to explain why a particular conscious experience is the way it is, in terms of physical mechanisms and processes in the brain and body. Why does a particular pattern of brain activity map to a particular kind of conscious experience? 

This is of course an interesting question, but for me Seth is essentially avoiding the hard problem. He recognizes it exists (unlike Dennett) but simply decides that science should be about what seems tractable to him, and that is mapping and understanding the correlations between the brain activity and the conscious experience. As Chalmers also recognized, of course consciousness is systematically associated with physical structures and functions (see previous post). Seth is dismissive of the hard problem, saying: “the real problem is distinct from the hard problem, because it is not, at least in the first instance, about explaining why and how consciousness is part of the universe in the first place. It does not hunt for a special sauce that can magic consciousness from mere mechanism.”

In the rest of this first part of the book, Seth sets out to identify various neural correlates of consciousness (NCC). He first examines the search for NCC to identify how conscious someone is, on a scale from complete absence of conscious experience (eg. in a coma or under anaesthesia) all the way to “vivid states of awareness that accompany normal waking life”. No mention of altered or non-ordinary states. A chapter follows in which Seth describes various advances in using EEG, transcranial magnetic stimulation (TMS) and functional magnetic resonance imaging (fMRI) to analyse brain function and identify levels of consciousness in terms of a measure of the “algorithmic complexity” of certain brain waves./i

Seth describes meeting the psychedelics research Robin Carhart-Harris and applying his “algorithmic complexity” measure of consciousness level to the brain scans of people who had taken psychedelics. He found that the level was increased relative to the baseline level of waking rest. Seth describes several similar measures of brain order-disorder and says none of them work very well. I’m not surprised, the theory itself is misguided and probably has little or nothing to do with consciousness.

In the next Chapter, Seth reviews an even more elaborate information-based measure Φ (phi), which is supposed to be the additional amount of information generated by the system as a whole, over and above the information generated by its parts. Apart from the fact that Φ cannot be calculated or measured for a brain (which Seth admits), its proponents make the claim that Φ (or integrated information) is identical to consciousness. This claim is completely unbased in any evidence, theory or argument and strikes me as typical of people who want their science to be “physics-like” and simply borrow concepts such as entropy and claim they explain something else.

This is the point I got to in my first attempt to read the book where I got so annoyed that I put it down for over a year. This sort of idiocy could only be dreamed up by the one third of people who simply don’t think the hard problem really exists, and that of course includes most neuroscientists.

Creating the contents of consciousness

On my second reading, I pushed past the Φ nonsense into the second part of the book, which how the brain creates the contents of consciousness. In brief, Seth argues (correctly) that the contents of consciousness are essentially controlled hallucinations, in which the brain generates predicted perceptions about the causes of sensory inputs, and continually corrects and updates these perceptions as new or clearer sensory inputs become available. What we perceive is tied to, controlled by, causes in the world, but is not just a reflection of “things out there”.

Seth examines how this occurs for various senses, including a few beyond the traditional “five senses” such as proprioception. I found these chapters very interesting.

A brief aside now. He discusses our sense of time and states categorically that we have no internal pacemaker, our time perception comes from a “best guess” about the rate of change of sensory signals, without any need for an inner clock. He quotes a number of experiments that he thinks confirms this. But my direct experience contradicts this.

My first example is a time when I was had a fairly large garden project and used self-hypnosis to give myself a command to wake at 5 am each morning to do a couple of hours work on it. I did not want to use an alarm clock so as not to disturb my wife. I actually woke within a minute or two of five o’clock almost every day for over two months. My second example is an experience I have often had when using an alarm clock to wake each morning for work. Every now and then I experience a period of several days, sometimes more, where I wake each morning one minute before the alarm goes off. I either have an accurate internal clock or while asleep my brain is able to tap into sensory signals of some sort and very accurately predict how much time is passing, to the minute. I mention this because it seems to me a typical example where neurologists extrapolate unjustified conclusions from fairly primitive experiments on limited samples and do not think to review the broader experiences of large numbers of people or identify individuals who may have outlier abilities.

This second part is well worth reading, and I agree with most of it, but it has little to do with the hard problem, though Seth thinks it makes the hard problem a non-problem. I am guessing that like the philosophers Seth has no experience with meditation, or of consciousness when its contents drop away. As I described in my previous post, it is possible to eventually turn your conscious attention away from other sensory contents and thought and back on itself. To sit simply aware of awareness. That is the fundamental essence of the hard problem: how does that awareness arise. It simply cannot be an emergent property arising from the brain and its production of perceptions because the awareness that experiences those perceptions is not those perceptions and remains when perceptions of everything except first-person awareness drop away.

The illusion of the self

In the third part of the book, Seth examines the sense of a “self” that we usually feel is what is experiencing consciousness. He notes that Buddhists have “long argued that there is no such thing as a permanent self and through meditation have attempted to reach entirely selfless states of consciousness” though he does not seem to understand that many meditators do reach such selfless states, albeit usually only for a short period of time. It’s the selfless stage of consciousness that is rarely reached.  The experience of selfless states is empirical evidence, albeit first-person data not the outside observer data that Seth is more comfortable with as a scientist. Seth also notes that psychedelics can result in experiences of no-self (and in my experience, also in drastically altered senses of self).

Seth identifies several types of selfhood that we experience: the embodied self (our experience of our body) the perspectival self (our first-person perspective), the volitional self (our perception that we have free will), the social self (how I perceive that others perceive me) and the narrative self (our remembered past and anticipated future). Seth argues (convincingly to me) that these diverse elements of selfhood are normally bound together in a unified experience, together with a perception (not really accurate) that our selfhood is enduring and little changing. He argues that the brain has evolved to produce this sense of selfhood in a similar way to how it produces predicted perceptions as a tool to enhance the survival of the individual. The self is another controlled hallucination that operates to support the fundamental biological drive to survive and reproduce.

Seth appears to think that losing the sense of the reality of the self is bodily regulation gone deeply awry, a severe psychiatric problem. That may be the case in some specific psychiatric conditions but is certainly not the experience of meditators who taste the no-self state, quite the opposite.

This part of the book finishes with yet another chapter on a pretend-physics theory of living organisms and a chapter on free will. The free will chapter is excellent and thought-provoking but I will leave that topic for a later post.

Animal and machine consciousness

The last part of the book examines the issue of whether other animals are conscious and whether machines can be conscious. The animal chapter is a fascinating read. Other than mammals which Seth argues likely mostly have some form of consciousness as their brains are so similar to ours, Seth explores the very alien consciousness of the octopus and this is indeed a fascinating read. Highly recommended.

The chapter on machine consciousness makes the very valid point that intelligence and consciousness are not the same thing and many make the assumption that achieving artificial general intelligence will automatically bring consciousness. Seth is sceptical and also is agnostic on the requirement of functionalism, the idea that consciousness depends only on function not on the material from which a system is made. Another excellent discussion, which I mainly leave for a separate post on machine consciousness.

In summary

Anil Seth is one of the one-third of people who simply don’t “get” the hard problem of consciousness. He thinks progress on his “real” problems will not solve but dissolve the hard problem. The parts of the book where he delves into pretend physics theories of consciousness are annoying and silly. But the rest of the book where he addresses the way that the brain produces perceptions via “controlled hallucinations” and that the sense of self is one of these controlled hallucinations is an excellent and enjoyable read. I learnt a lot about how visual and other illusions provide evidence of how the brain produces perceptions adjusted for its best guesses of the errors in the sensory inputs.

Seth has looked at some aspects of psychedelic experiences, though he largely ignores the very large body of subjective first-person evidence of non-ordinary states of consciousness and the theoretical work to develop maps of states and stages of consciousness.  He also completely ignores first-person evidence from meditative experiences, and indeed seems to see the Buddhist insight that the self is an illusion as a belief not as a result of empirical observations.

A book well worth reading but try not to let the sections on pretend-physics grand theories put you off completely. Take them lightly or skip them; the rest of the book is full of fascinating information and arguments.

The hard problem of consciousness: David Chalmers and The Conscious Mind

In my fourth post in this series, I review David Chalmer’s 1996 book The Conscious Mind: In Search of a Fundamental Theory. See here, here and here for the previous posts. This is a long and often technical book (about 395 pages) though Chalmers has kindly flagged the Chapters and Sections that he recommends non-philosophers read and has asterisked the headings of Sections that he considers technical details likely of interest only to philosophers. I read some but not all asterisked sections, and I have to say that it is indeed the most technical and “academic” work of philosophy I have read in decades.  But let’s dive into it.

The hard problem of consciousness

It was like a breath of fresh air to read the introductory chapter. Instead of dismissing consciousness as an illusion, Chalmers sees it as the largest outstanding obstacle in our quest for a scientific understanding of the universe. He coined the phrase “the hard problem” around 1994 and it caught on. In contrast to the hard problem of why we have first-person experience, issues such as how the brain processes environmental stimuli, or how it integrates information into a coherent whole, might be called “easy” problems, and many books about consciousness, such as Dennett’s, are largely about the easy problems. Consciousness remains a big, deep mystery about which science has almost nothing to say, and where there is no agreement even in the broad about how consciousness occurs.

Chalmers says he has found that around one-third of people think that solving the easy problems explains everything that needs to be explained about consciousness, and around two thirds hold that there is a further “hard” problem. This ratio is fairly constant across academics and students in a variety of fields.  He sets out explicitly to address the hard problem and to develop at least a basis for a scientific theory of consciousness though he recognizes that it is not open to investigation by the usual scientific methods.

He outlines a set of constraints within which attempts to obey in this quest. First, to take consciousness seriously and not redefine it as something else (as per Dennett). Second, to take science seriously in the domains where it has authority. Third, to take consciousness to be a natural phenomenon.

Two fundamental questions about consciousness

In the Introduction and Chapter 1, Chalmers clarifies what he means by consciousness. It’s the way we experience the world, the way it feels to us subjectively. Using the phrase Nagel made famous in 1974, Chalmers says “We can say that a being is consciousness if there is something it is like to be that being …”

Chalmers identifies two fundamental questions about consciousness that we currently cannot answer. (1) Why does conscious experience exist and how does it arise in physical systems, and (2) why do conscious experiences have their particular nature? Why does the experience of red differ from the experience of blue? 

First, Chalmers draws our attention to the range of conscious experiences by presenting a set of examples ranging from visual experiences, through mental imagery, to emotions, and to our sense of self. It seems odd that he completely ignores non-ordinary states of consciousness though he touches on changes in consciousness with a discussion of how his visual experience dramatically changed as a child when he was fitted with glasses.

This leads into an important distinction that he makes between the psychological concept of mind and the phenomenal concept of mind. The phenomenal aspect of mind is conscious experience. The psychological aspect of mind refers to the mental states construed as the (ultimately physical) states relevant to the causation and explanation of behavior. It matters little or not at all whether these mental states are conscious or not. The materialist hopes that the phenomenal and psychological minds turn out to be the same thing, Chalmers argues that they are different things, a form of dualism.

Chalmers approaches the study of consciousness from a completely nonspiritual, nonreligious perspective. The dualism he advocates is governed by natural laws, it is just that these natural laws extend beyond the laws of our current sciences. He is not a mysterian, someone who throws their hands up and say that consciousness is a fundamental mystery outside the reach of human understanding. Rather he wants to understand and explain consciousness as a natural phenomenon.

Zombies and other arguments against a reductive materialist explanation

Chalmers argument against a materialist explanation of consciousness relies heavily on two things: supervenience and logically possible worlds. The definition of logical supervenience is as follows: B facts/properties logically supervene on A facts if no two logically possible worlds are identical with respect to their A facts while differing in their B facts. A phenomenon is reductively explainable in terms of low level physical facts if and only if it logically supervenes on those properties.

These issues are dealt with in detail in a long and philosophically technical chapter 2. Its worth reading to get a grasp of Chalmers’ arguments in following chapters, but it is a heavy read with technical terms such as “intension” and “instantiation” much used.

Chalmers then argues that everything in our world logically supervenes on the low-level physical facts except for consciousness. He actually gives five arguments in Chapter 3 for this conclusion. The first and third, which I find the most compelling, are the zombie argument and the epistemic asymmetry argument.

The zombie argument is that it is logically possible to imagine zombies who are just like us, fuctionally, psychologically and behaviourally, but yet have no phenomenal mind, no experiences, nothing that it is like to be them. These are often referred to as philosophical zombies, as opposed to the Hollywood zombies who are functionally impaired. It is logically possible to imagine a world physically identical to ours inhabited by philosophical zombies. Therefore consciousness does not supervene on the physical facts. So consciousness cannot be reductively explained in terms of the physical and materialism is false.

The epistemic asymmetry argument stems from the fact that we know about it only through our own experience. Even if we had a completed theory of cognition (and biochemistry, chemistry, and physics) that information would not lead us to postulate consciousness. There is also the problem of other minds. Even if we know everything physical about other creatures, we do not know for certain if they are conscious. There is no problem with physical things like “other lives”, or other “economies” or “other heights”. Chalmers argues there is no epistemic asymmetry in these cases precisely because they are logically supervenient on the physical.

Chalmers concludes that consciousness cannot be logically supervenient “because a logically supervenient property can be detected straightforwardly on the basis of external evidence, and there is no special role for the first-person case.”  This is as close as Chalmers comes in the whole book to saying in straightforward jargon-free terms why consciousness cannot be reduced to the physical. The physical is objective, third-person, the “outside”. Consciousness is subjective, first-person, the “inside”. It seems quite obvious to me that the subjective cannot derive from the objective, the first-person from the third-person, the inside from the outside.

Chalmers’ five arguments are all “intuition” pumps to help the skeptical see that consciousness does not logically supervene. Briefly, his other three arguments are:

2. The inverted spectrum. Imagine someone physically identical to you, but with different conscious experiences. For example, their experience of the colour spectrum is inverted relative to yours.

4. Someone raised in a black and white room could have complete knowledge of neuroscience but still have no idea what it is like to see green or any other colour.

5. The lack of any remotely plausible analysis of consciousness that can explain even in outline how it arises from non-conscious processes.

In the rest of Chapter 3, Chalmers examines in detail and refutes all the various objections that he thinks might be raised against his arguments and conclusion. As Dennett, caustically but wittily has said, “Chalmers never leaps to conclusions; he oozes to conclusions, checking off all the caveats and pitfalls and possible sources of error along the way with exemplary caution.” Dennett has concluded that nothing can shake Chalmers intuition that consciousness is not reductive to the physical, because he has presented excellent versions himself of every one of Dennett’s objections and failed to convince himself. Dennett in quite an entertaining attack then suggests a number of reasons Chalmers may “cling like a limpet” to dualism. These include that it is a parody of academic philosophic scholarship, or that it is a philosopher performing (I am a philosopher and this is what philosophers do). See Dennett’s 2012 article “The mystery of David Chalmers” for these and other entertaining observations.

I am quite sure that Chalmers is largely correct in his conclusions, but rather than writing in clear language for a general intelligent reader as Anaka Harris does, Chalmers is indeed “doing what philosophers do” and doing it in excruciating detail.

Naturalistic dualism

In Chapter 4, Chalmers examines the implications of his conclusion that consciousness is a feature of the world over and above the physical, and not reducible to it.  However, consciousness is systematically associated with physical structures and functions. Chalmers develops this into the concept of “natural supervenience”, that there is an as yet unknown lawful association between the phenomenal mind and the psychological mind, between consciousness and physical processes. Again, a very technical and jargon-filled set of arguments. To my mind, its completely obvious that the inside (the first-person) is systematically associated with the outside (the third person).

Chalmers then suggests that a theory of consciousness could go one of two ways. First, that consciousness is a fundamental property alongside things such as charge, spin, etc. Second, that consciousness derives from some other class of more fundamental properties, which cannot be physical properties since consciousness is not supervenient on the physical.

Chalmers calls this position “naturalistic dualism” because it posits that everything is a result of basic properties and laws and is compatible with existing “physical” science. There need be nothing transcendental about consciousness, it is just another natural phenomenon. He then examines a range of possible objections to naturalistic dualism, particularly the concept of emergence of consciousness from complex systems, probably the dominant view among neuroscientists.  Like Annaka Harris, Chalmers rejects emergence on the grounds that consciousness is not supervenient on the physical and so cannot be emergent from it.  The first-person subjective cannot emerge from sufficiently complex arrangements of third-person objective things.

Annaka Harris says this much more clearly than Chalmers does: “when scientists assume they have bypassed the hard problem by describing consciousness as an emergent property — that is, a complex phenomenon not predicted by the constituent parts — they are changing the subject. All emergent phenomena — like ant colonies, snowflakes, and waves — are still descriptions of matter and how it behaves as witnessed from the outside. What a collection of matter is like from the inside and whether or not there is an experience associated with it is something the term “emergence” doesn’t cover. Calling consciousness an emergent phenomenon doesn’t actually explain anything, because to the observer, matter is behaving as it always does.”

Can consciousness play a causal role in events?

Next, Chalmers tackles the issue of whether consciousness is epiphenomenal. If all physical events are caused by physical causes, then consciousness cannot play a causal role in physical events, it is an epiphenomenon.  Chalmers examines a number of potential strategies for avoiding epiphenomenalism but concludes that none of them justify rejecting the conclusion that consciousness is mostly epiphenomenal, perhaps with some subtle exceptions.  This clearly is fundamental to the issue of whether or not we have free will, and I find it odd that Chalmers does not discuss free will directly. He is on record as saying he does not have strong feelings about free will. In any case, I will leave the issue of free will for a following post to examine.

In Chapter 7, Chalmers examines the issue of phenomenological judgements. This refers to when we use our cognition (thinking functions) to make judgements about the experience of consciousness. Chalmers argues that phenomenal judgements are themselves cognitive acts, and so fall within the domain of psychology and thus are not mysterious, potentially explicable scientifically, unlike consciousness. This leads to a paradox since our claims about consciousness should be reductively explicable in terms of cognitive science whereas consciousness is not.

Chalmers then argues that our judgements (and the things we say about the experience of consciousness) would be the same whether or not we actually experience consciousness. In other words, the zombie will describe experiences of consciousness exactly in the way that we do, although he does not experience consciousness.  This simply makes no sense at all to me and seems like a convincing argument that the complete philosophical zombie is actually not a logical possibility. A zombie cannot report his experiences of consciousness in the same way that I do. In other words, there is an area where consciousness plays a causal role in behaviour.

Annaka Harris makes exactly the same point: “consciousness seems to play a role in behaviour when we think and talk about the mystery of consciousness. When I contemplate “what it’s like” to be something, that experience of consciousness presumably affects the subsequent processing taking place in my brain. And almost nothing I think or say when contemplating consciousness would make any sense coming from a system without it. How could an unconscious robot (or a philosophical zombie) contemplate conscious experience itself without having it in the first place?”

Why does Chalmers ignore the evidence from meditation?

Most people who have had sufficient training in meditation realize that an experience of consciousness needn’t be accompanied by thoughts—or any input to the senses, for that matter. I have experienced what it is like to be acutely aware of my subjective awareness in the absence of any content such as thought, sights, sounds, or other perceptions. I have practiced for many hours to become aware of my awareness as an observer of thoughts and sensory perception, that is separate from them. And then to take that awareness and turn it back on itself, letting thoughts and sensory perceptions fall away.  While I might have difficulty finding words that can convey a sense of that experience, there are many such descriptions in the Zen literature, for example. I really don’t see how a zombie could carry out such a program, or report the experiences that result, let alone in similar terms to what I might report. 

Chalmers’ explanation for how a zombie is still conceivable in theory is that the language and concepts of consciousness could be built into the program of a zombie. The unstated implication is that we could also have the same language and concepts of consciousness built into us.  And the implication of that is that we also are not actually conscious, but our sense of the inexplicable wonder of consciousness is actually an illusion built into us somehow by evolutionary processes.  This totally destroys Chalmers claim that consciousness is not reducible. The idea that its logically possible for zombies to replicate the outcomes of a long-term meditation practice seems nonsensical to me.

Chalmers would seem to have no real experience of meditation. In a 2017 interview with Chalmers, John Horgan reported that Chalmers has “never had the patience” for meditation, and he has doubts about basic Buddhist claims, such as anatta, the doctrine that the self does not really exist.

I find this astonishing. Chalmers has made the nature of consciousness his life’s work and understands intellectually that consciousness cannot be investigated using the third-person objective methods of science. But he apparently does not have the patience to investigate the very sophisticated first-person methods that have been developed over thousands of years to exactly investigate the nature of consciousness. While Chalmers is of course entirely free to doubt that the self does not really exist, it seems enormously arrogant to do this while dismissing the no-self experiences of many people, including myself, through meditation or through exploration with psychedelics.

Does functional organization fully determine conscious experience?

In chapters 6 and 7, Chalmers starts to outline a possible approach to developing a naturalistic dualist theory of consciousness. He argues for a general principle that consciousness is an organizational invariant, i.e., that “functional organization fully determines conscious experience. In other words, if a silicon brain is organized identically to a human brain, it will also be conscious. He did not present any evidence for this claim that I could see, and I don’t find it plausible. In another review, Eric Dietrich comments that this principle is unintuitive and not widely believed among philosophers.

Chalmers gives some thought experiments to argue for this principle: his examples show that, without it, humans could be massively mistaken about their experience of qualia (whether absent, fading or dancing). I found all these thought experiments unconvincing, not least because once Chalmers has decided that zombies can be programmed to think they are conscious even when they are not, then humans can also be massively mistaken about their actual experiences and his arguments self-implode.

Panpsychism: maybe not as silly as people tend to assume

Chapter 8 is even more speculative. Chalmers proposes that the basic stuff of the universe is information and that has two aspects: a phenomenal and a physical aspect. He largely lost me here. I did not find it at all compelling. But this leads him to consider panpsychism, since even simple systems containing information must then have associated experience. Of course, the experience of a simple system will not be associated with a mental life, a sense of self, or memory.

I discussed panpsychism in my previous post about Annaka Harris’s book, and that it is largely dismissed as ridiculous by scientists, who imagine it implies rocks must have human-like consciousness. Chalmers makes all the same points, very clearly, and also notes that panpsychism avoids the need to have consciousness wink-in or switch-on at some particular level of complexity. Rather it may be a universal property, with very simple systems having very simple phenomenology and very complex systems having very complex phenomenology.

Chalmers also discusses the possibility that we have various information-processing systems in the brain with associated consciousness, to which we do not have access.  This indeed is what has been found in some split-brain patients. Chalmers concludes that his theory results in a variant of “outrageous” panpsychism, but it is a view that can grow surprisingly satisfying with reflection. I am inclined to agree with him.

In conclusion

The two final chapters deal with conscious machines and strong artificial intelligence (chapter 9) and quantum mechanics and consciousness (chapter 10). I will leave these subjects for later discussion.

While Chalmers does indeed take consciousness seriously and recognize that it is fundamentally different to physical functions and cannot be reductively explained, most of his philosophic machinery and some of the principles he argued for in the second half of the books I found unconvincing. Consciousness exists in the real world, it is our primary experience and in fact ALL our experiences of physical systems are mediated through consciousness. So consciousness must be explored using evidence, not by using thought experiments of what is guessed to be logically possible. And the primary evidence is direct personal exploration of consciousness through tools like meditation, breathwork, psychedelics. None of which Chalmers appears to have any interest in or experience with.  Sure, these first-person experiences are much more difficult to work with than the objective observational tools of current science, but philosophical thought experiments about “logically possible” worlds are even less adequate for understanding such an important aspect of our reality.

Consciousness Explained…..or Consciousness Ignored?

In my third post on consciousness, I review Daniel Dennett’s 1991 book Consciousness Explained. My preliminary reading suggested this was an important contribution to the debate on the nature of consciousness.

His first chapter starts with the brain in the vat. He argues that the creation of all the inputs needed to fool the brain in the vat they were having real experiences is simply computationally impossible, due to the massive number of scenarios requiring inputs. And also claims that hallucinations are rarely “deep” in the sense of being solidly realized hallucinations that the person can interact with, walk around, view from different angles etc.

He seems to have a very limited understanding of the range of hallucinogenic experiences that people have, or for that matter, lucid dreams in which they can have detailed interactions, conversations etc with other dream characters and interact in detail with their dreamscape, including changing and influencing it.  He does have some interesting thoughts on how dreams can be randomly generated in a way which means they reflect the concerns of the dreamer, but have no “internal author”.

He later goes on to explain how brain processes use partial sensory information to fill in what we perceive as perceptions without gaps and holes. He goes to some length to explain how this could be done simply by creating the memory that it was done rather than that the brain has to construct a detailed “film” to be played in an internal “Cartesian theatre” for the mind to view it. Yet does not seem to twig that exactly this process can operate to create what we experience as extremely solidly realized hallucinations.

The book is around 500 pages in length and the bulk of it is about brain processes and how they construct our perceptions from partial inputs. He doesn’t really get to address the hard issues re consciousness until the last three chapters. 

For example, Dennett discusses how we see a continuous visual field with no blind spot. Is the brain taking the visual input and “filling in” the blind spot?  There are various other perceptual issues where what we “see” is minus the missing data in the visual input.  It seems fairly obvious to me that the brain simply has an instruction to ignore the missing stuff, or more correctly, without any actual input from that part of the field it simply ignores it, and we are unaware anything is missing. And after about 10 pages of discussing the issues with “filling in” he gets there. Perhaps I’ve picked up the solution to this question from more recent writing, and he is simply writing before much of this was explored.

But it is yet another example of how most of his quite lengthy book is devoted to discussing how the contents of consciousness are created, not discussing consciousness itself. His book was written before Chalmers in his 1996 book invented the term “hard problem of consciousness” and brought a lot of attention to it. He does address this issue in the last part of the book, and as I discuss below seems to completely dismiss it on the grounds that consciousness is an illusion.

Dennett is one of those infuriating philosophers who think that whatever half-baked assumption he has about the world can be stated as an obvious truth from which he then draws entirely unwarranted conclusions. For example, in Chapter 3 he tells us that most animals other than cats and dogs cannot enjoy what they do, and as an example says that birds cannot enjoy the sensation of flight. He goes on to conclude that humans are the only animals that can do things purely to have fun.

In Chapter 10, he tells us that the hallmark of consciousness is that they can be reported (barring aphasia, paralysis, or being bound and gagged).  The exceptions in brackets are his.  So he then concludes that conscious states must be accompanied by suitable higher-order thoughts. Apart from being a non-sequitur, he seems completely unaware of the extensive reporting of states of consciousness by humans which were not accompanied at the time by higher-order thoughts. In fact, I drop into such a state sometimes while meditating, when all thoughts may drop away for a period.

In Chapter 12, Qualia Disqualified turns to a discussion of qualia (for example the subjective experience of a colour). He makes the point that the affective or emotional properties of red are to a large extent programmed into the brain by evolution (red is universally a colour that alerts, perhaps because it is so different to the normal blue-green of the natural environment).  And the subjective response to red is not only a result of programmed instincts, but also of individual associations and quirks. He concludes that qualia for redness are JUST those complexes of dispositions evoked by the perception of “red” light. To quote:

“You seem to be referring to a private, ineffable something-or-other in your mind’s eye, a private shade of homogeneous pink, but this is just how it seems to you, not how it is. That “quale” of yours is a character in good standing in the fictional world of your heterophenomenology but what it turns out to be in the real world in your brain is just a complex of dispositions.”

The phrase I have italicized astonishes me. “Just how it seems to you” is exactly what qualia refer to, the subjective individual experience of red.  But apparently this is “Not how it is”, as presumably that is the set of brain reactions and instincts triggered (a complex of dispositions that can in principle be at least partially observable by another person).

But! Qualia ARE the subjective experience, not the objective dispositions of the brain. Qualia are observed from the inside and indeed are exactly “just how it seems to me”, not the chemical and electrical processes of the brain “observed from outside”.  Here Dennett is essentially dismissing the whole experience of first person consciousness as “fictional” and what is real is the associated objectively observable phenomena.

He doubles down on this position by claiming that the qualophile will claim that the quale red could be changed without changing any of the associated dispositions. This is entirely beside the point. I would not make that claim, the inside and outside of something are not independent. But the fact that a change in the experience of a quale will likely be associated with some change in the brain functioning does not mean the first-person experience is a fiction (or non-existent) and all that is real is the third-person observations of brain states.

Now that he has concluded that qualia do not exist, it is not surprising that he further concludes that there is no hard problem of consciousness, and “philosophical zombies”, which are supposed to act like a human in every way while somehow lacking qualia, cannot exist. In his 1996 book (next on my reading list), David Chalmers argues that Dennett’s position is essentially a denial of consciousness and, perhaps jokingly, suggests that Dennett is a philosophical zombie.

Dennett spends quite a bit of time making the point that qualia are epiphenomenal in the philosophical sense that they are an effect which itself has no effects in the physical world. This implies that things would happen in exactly the same way without them. Hence there is no empirical reason for believing in them.  His sleight of hand here is slip in the “empirical” which is a reference to external third-person observations. The first-person experience that we all have is completely dismissed. If anything, his argument is a valid argument that we cannot tell whether someone else is a zombie or not. But for him, the “not” is not an option because qualia have been shown by him not to exist. 

To quote Dennett directly “Are zombies possible? They’re not just possible, they’re actual. We’re all zombies*. Nobody is conscious…..I can’t prove that no such sort of consciousness exists. I also cannot prove that gremlins don’t exist. The best I can do is show that there is no respectable motivation for believing in it.” The asterisk indicates a footnote in which Dennett says it would be an act of desperate intellectual dishonesty to quote this assertion out of context.  I think I have provided enough context!

To respond: it may not be “respectable” in some academic philosophical circles, but first person consciousness is intrinsic to my entire experience of reality, including the objective third-person observations which Dennett thinks are the only real aspect of reality.

In a somewhat refreshing interlude in Chapter 13, Dennett addresses the reality of the sense of being a “self” and concludes that it is a brain construct. His arguments are an extrapolation from his discussions of brain processes with no apparent awareness of the fact that many people have had direct experience of “no-self”.  He asks the question “are there conditions under which life goes on but no self emerges? Are there conditions under which more than oneself emerges? We can’t ethically conduct such experiments.” In fact, we can. Meditation, psychedelics, breath work and other practices can provide ethical experiments for altering brain states and consciousness. I have experienced the loss of a sense of self in meditative states, and I have experienced the emergence of multiple selves and radical changes in the sense of self while on psychedelic journeys. But that is for another post.

In the final chapter, Dennett attacks those who argue that its not possible to imagine how a software program running on a machine could become conscious. Dennett argues that any program complex enough to simulate conscious interaction with humans will be no different to humans (whose brain processes are all that is going on, and these are the equivalent of very complex programs). I remain totally unconvinced. He is completely dodging the hard question of the emergence of consciousness from non-conscious inputs. He also dismisses the possibility that it is impossible to imagine what its like to be a bat. Here, I am actually fairly sure Nagel was referring to the possibility of knowing (not imagining) what it was like to be a bat.

In conclusion, Dennett has a story which focuses mainly on how the brain creates the contents of consciousness. And for that topic, he does quote quite a bit of neuroscience research. But as the book was written in 1991 and there has been a huge increase in our understanding of brain processes in the decades since, this is not the book I would read for the neuroscience of how our brain processes perceptions for us to experience.

On the topic of consciousness itself, he really doesn’t explore any of the vast evidence on consciousness, altered states, psychedelics, meditation, breath work, etc. Dennett finishes the book claiming he has shown how consciousness is an illusion that can be explained in terms of unconscious events. Nope, not even close. As Annaka Harris has pointed out, consciousness is the one thing that can’t be an illusion – by definition. “An illusion can appear  within consciousness, but you are either experiencing something or you’re not  –  consciousness is necessary for an illusion to take place.” Having just now looked at the Wikipedia article on Consciousness Explained, I am in full agreement with the critics it quotes as saying that “Dennett is denying the existence of subjective conscious states, while giving the appearance of giving a scientific explanation of them.” In summary, I found the book a tedious read, unconvincing, disappointing, and dated.

Here are links to my previous posts in this series on consciousness.

Anneka Harris on the fundamental mystery of consciousness Oct 6 2022

What is consciousness Aug 26 2022

What is consciousness

Over the last couple of years, I’ve been thinking more and more about the nature of consciousness. My Zen meditation practice basically involves letting go of thoughts, letting go of the self, and simply experiencing consciousness without content. I have direct experiences from my meditation practice, as well as a reasonably wide reading of Zen and Buddhist masters and their experiences and understanding of consciousness, self and reality.  At times, I feel like I have had openings to experiences which have “enlightened” me about the nature of self, consciousness etc, but I have not really integrated these tastes of non-self into any sort of stable or mature understanding of reality.

I had read a few articles by philosophers who have explored the nature of consciousness, particularly the so-called hard problem of consciousness and last year read a review of a new book by Anil Seth which led me to think he had made advances from the neuroscience perspective.

Apart from my direct explorations through Zen meditation, breathwork and psychedelics, I also have worked with several Zen teachers and read extensively on consciousness in Buddhist literature and in the works of Ken Wilber, who has explored and mapped states and stages of consciousness in his writings. More recently, I read and reviewed Sam Harris’s book Waking Up, which also discusses the nature of consciousness and self.

So I decided I would read some of the key books and articles on consciousness from the philosophers and neuroscientists, to complement my experience and understanding gained from meditation and psychedelic explorations.

I bought the following books:

Anil Seth is a neurologist, Peter Godfrey-Smith a biologist and philosopher of science. Annaka Harris is a science writer (fun fact: also the wife of Sam Harris). Lewis-Williams and Pearce are both archaeologists. The final three are all philosophers. I guess the other relevant discipline I am missing is artificial intelligence research. I’ve read a little in this area and have found it mostly irrelevant to the issues relating to consciousness that I am interested in, and tedious reading to boot.

I browsed Chalmers book on consciousness and discovered the entire book ignores the entire knowledge base on states of consciousness, meditation, nondual states, etc. As if it’s irrelevant. So I quickly browsed the books by the other two philosophers, and the book by Anil Seth the neurologist. Not a single mention of meditation, altered states, psychedelics. I had bigger problems with Seth’s ideas, but will leave that to a separate review.

My initial reaction was to dismiss the philosophers as inhabiting a limited sterile corner of academia ignoring large parts of human experience. But then realized if I did that, I would be no better than them.

Ken Wilber has gone down this same path of integrating Western psychology and philosophy with Eastern first-person methods and understanding and has been largely ignored by academia and philosophers.  In part, because he does somewhat go over the top, and despite his focus on empirical methods, does seem to uncritically accept aspects of Tibetan Buddhism at more or less face value. Such as rebirth.

Sam Harris seems to get it more right. And his conclusions are very much aligned with mine. And even he gets dismissed by Western commentators as being arrogant. By telling them they cannot just critique from the outside, without trying the methods for themselves. So much for open-mindedness to all the relevant evidence.

For consciousness per se, which is a subjective experience, its clear that the objective methods of science are going to be at best marginally relevant. What is most relevant is the actual massive domain of experiences of consciousness. Particularly those focused not on the contents of consciousness (as the psychologists and neuroscientists like to do) but those focused on the exploration of consciousness per se when the contents are out of the way. The recent book by Anneka Harris is the only other one on my list above which examines what meditation tells us about consciousness.  And when I started reading it, I found it a superb discussion of the various issues and theories about consciousness.  So my next post will be a closer look at Harris’ book, and then I will dive into the philosophers.

Links to my later posts on consciousness are given below:

Anneka Harris on the fundamental mystery of consciousness Oct 6 2022

Consciousness Explained…..or Consciousness Ignored? Oct 16 2022

Christian beliefs in heaven and hell are not what Jesus taught

In two previous posts (here and here), I examined the prevalence of belief in heaven and hell across the world and in the major religions. Less than half of Christians in developed countries say they believe in hell, and only a slight majority in heaven. The USA is the major exception, with over 80% of Christians saying that they believe in heaven and in hell. Here I examine the extent to which the Christian belief in heaven and hell as places of reward and punishment after death are supported by either Biblical texts or the teachings of Jesus.

All 31 uses of the word “Hell” in the King James Version of the Old Testament are translations of the Hebrew word “Sheol”.  Sheol in the Old Testament (Hebrew Bible) is a place of still darkness which lies after death. The first mentions of Sheol associate it with the state of death and a sense of eternal finality. The generally brief mentions of Sheol seem to describe it as a place where both the righteous and the unrighteous dead go, regardless of their moral choices in life. The references can usually be interpreted as either a generic metaphor describing “the grave” which all humans end up in, or as representing an actual state of afterlife (Wikipedia).

Views on hell and the afterlife vary in Judaism, as in the Hebrew Bible. They range from belief that physical death is the end of life, through to an afterlife in Sheol, where humans descend after death. There is generally no concept of judgement or reward and punishment attached to it, though some Jews believe that many humans in Sheol have intense feelings of shame about their misdeeds and this constitutes suffering which makes up for the bad deeds.

This is quite similar to the conceptualization of hell in the TV series Lucifer, where people are trapped in hell loops of their own making out of shame and guilt, and that is the only torture going on in hell.

According to my analysis of the World Values Survey and the European Values Study (see here), Jews have the lowest prevalence of belief in hell at 38% among the major religions. Belief in hell is even lower at 32% for Jews in developed countries.

What does the New Testament have to say about hell? The New Testament was written in Greek with a smattering of Aramaic mixed in. Translators are often faced with words which don’t have an exact equivalent in a modern language, and the use of “hell” as the translation of several words varies quite substantially across various translations of the Bible. Here is a comparative table for selected versions from this source which I haven’t checked fully for accuracy. I have checked the count for the King James Version (KJV) against several sources, and they agree that “hell” is referenced 23 times in the KJV New Testament.

Twelve of the references in KJV New Testament are to the place name Gehenna, which is a valley just outside the city of Jerusalem where trash was burnt. So references to Gehenna may possibly carry an inference of fiery torment. The references are in Matthew (7 times), Mark (3), Luke (1) and James (1).

Ten of the occurrences of hell in the KJV New Testament translate the Greek Hades. Hades is the Greek underworld where all the dead go. The references are in Matthew (2), Like (2), Acts (2) and Revelations (4). There is another mention of Hades in Corinthians 15:55 which is translated simply as “grave”. There is a single mention of Tartarus, one of the realms of Hades which is a deep chasm, a place of darkness and torment. The reference in Peter 2:4 refers to Tartarus as the place where God cast angels that had sinned, to be chained in darkness and reserved unto judgement.

Most of the New Testament was written decades after Jesus died, and already included mythological elements common to several religions of the region. The concept of hell evolved over time, particularly when Christianity was adopted as the official religion of the Roman Empire and a selection of writings was chosen to become the official Bible around 382 CE.

Jesus died in either 30 CE or 33 CE. The Gospel of Mark probably dates from around the year 70 CE, Matthew and Luke around 85–90 CE, and John probably sometime in 90–110 CE. Various changes and additions may have continued as late as the 3rd century. To understand what the earliest recorded forms of Christian writing had to say about hell, I read the two oldest gospel texts, likely written around two decades after Jesus’ death, earlier than the four gospels of the New Testament.

Written in the 50s of the first century CE, only two decades after Jesus’ death, the Lost Gospel Q (for Quelle or Source) is significantly earlier than any of the four gospels of the New Testament. The basis for the “Q hypothesis” is the large amount of common material found in both Matthew and Luke, but not in Mark. Scholars have concluded that neither of the authors of Matthew or Luke knew of the other’s work, and that the common source must have been an earlier gospel, now lost. Unlike the narrative gospels of the NT, Q is a sayings gospel consisting almost entirely of sayings of Jesus, with very few stories about Jesus. The Lost Gospel Q is scholars’ best attempt to reconstruct the text, to uncover the pure voice of the Gospel Jesus.

Among the many gospels and other documents found at Nag Hammadi in 1945 was the Gospel of Thomas, another sayings gospel. When scholars realized that over one third of the sayings in the Gospel of Thomas were very similar to those probably contained in Q, this leant strong support to the Q theory. Some scholars date the original Greek manuscript to the 50s like Q, which means it was written before the New Testament Gospels, and thus more likely to be historically accurate. The Jesus Seminar determined that, for nine New Testament parables likely to have been told by Jesus, the Thomas Version was closest to the original in six cases.

The reconstructed text of Q contains 82 sayings of Jesus and the Gospel of Thomas 114. How many of these sayings mention heaven or hell? For hell (or any of the words translated as hell in the New Testament) the answer is simple: none.

The 6th saying in Q does refer to the devil, in the context of the devil tempting Jesus to turn a stone into bread while he was fasting for 40 days in the wilderness. There is no mention of hell or of the devil ruling over hell. This story is very similar to the story of Mara tempting the Buddha with visions of beautiful women to try to obstruct his meditation and enlightenment. And the message of the 6th saying is almost identical.

There is also a reference to Beelzebul, as the chief of the evil spirits. Saying 37 of Q describes Jesus as curing a man possessed by a demon, at which some in the crowd said Jesus was in league with Beelzebul. Jesus disputes this and the translation has him saying “So if Satan’s house is divided how can his kingdom survive?” and that he casts out demons by the finger of God. Beelzebul is one of the names of the Canaanite god Baal, but in Christian mythology is another name for Satan.

Both Q and Thomas have multiple references to heaven, the Kingdom of heaven, and the Kingdom of God. I have identified all the sayings in Q and Thomas which refer to heaven, the kingdom, and various alternate phrases.  Leaving aside several uses of the phrase “the heavens and the earth” which I see as a poetic reference to the universe or “everything”, and a single reference to “paradise” in Thomas 19 which is of Gnostic origin, the table below summarizes the number of sayings in which various references to heaven or the kingdom are made in Q and Thomas.

I am not sure of the extent to which these phrases represent direct translations of the original Coptic words (possibly itself translated from Greek or Syriac) or are variants introduced by the translators.

The “Kingdom of God” is also translated as “the realm of God” and the translators note that it is one of the most problematic phrases in the gospels. They actually used “realm of God” nine times in Q, compared to three for “kingdom of God”, but I have counted all “realm” references as “kingdom” references in the table above. The translators say that the Aramaic and Hebrew words used by Jesus are not referring to a place or territory but to a power that is coming to be, sometimes hidden and sometimes manifest. This sounds awfully like Buddhist writings that describe enlightenment or non-dual consciousness as ever-present but often hidden. In other words, a state of consciousness.

In fact, once I actually read all the sayings referring to the kingdom of heaven or other variants, it was quite clear that they do refer to an enlightenment state, ie. a state of non-dual consciousness always already present but usually hidden by everyday consciousness.

Q62 and T96 describe heaven as like leaven (yeast) in dough. T57 describes the kingdom of heaven as like wheat hidden among the weeds, and T76 as like a merchant who had goods and found a pearl hidden among them. The kingdom of heaven is clearly being described as like discovering something precious that has been there all along.

T109 similarly describes the kingdom as like a man who had a treasure hidden in his field without knowing it, and T113 says that the kingdom of the father is spread out on the earth and people do not see it.

In Q79, Jesus was asked, “when will the Kingdom of God arrive?” He replied, “You won’t be able to see the Kingdom of God when it comes. People won’t be able to say ‘it’s here’ or ‘it’s over there’. The Kingdom of God is among you.”

There are also several sayings where Jesus explicitly equates the kingdom with non-dual consciousness or enlightenment:

  • T3 mentions those who say the kingdom is in heaven or the kingdom is in the sea and dismisses them to explain “Rather the kingdom is within you and outside you”.
  • T22: “When you make the two one, and when you make the inner like the outer and the outer like the inner, and the upper like the lower, and when you make the male and the female into a single one, so that the mail is not male and the female not female, …. then you shall enter the Kingdom.

One saying of Thomas (T97) likens the kingdom of heaven to a woman carrying a jar of meal which empties out without her noticing. This quite unique saying implies that the kingdom of heaven can slip away if people are not careful. Q64 may also be relevant here: “Those who think that the realm of God belongs to them will be thrown out into the dark where they will cry tears of bitter regret.” These are definitely pointing to a state of consciousness which can potentially be lost, rather than to an eternal destination after death. And Q64 may even be warning that to grasp onto enlightenment is to lose it.

The Jesus of Q and Thomas is not the Messiah, the semi-mythical figure who will save humans who believe in him, but a wisdom teacher who is trying to explain to his listeners how they can enter the “realm of heaven” right here, right now. Jesus had a profound mystical experience, perhaps during his 40 days and nights in the desert, in which he experienced a non-dual state of consciousness where he was not separate but one with everything, where the inner was the outer and the outer the inner.

Like every mystic, he invents new language, poetic images, metaphors to try to describe his experience and encourage others to open to the same experience, and risks not being understood. He would have tried to communicate his experience in the context of the religious vocabulary he was familiar with and described it using terms such as heaven and God. And his common use of the term “father” for God would likely have been an attempt to convey the intimacy of the non-dual state where there are no boundaries and no “other”.

Although Q and Thomas are likely the earliest records of Jesus’ teaching, they should not be taken as a near transcript of things Jesus said. They are an early product of a developing tradition, recording sayings likely preserved orally, and predating most of the mythological elements later incorporated. It is noteworthy that neither of them contain any material about Jesus’ birth or death, let alone resurrection, and in both gospels it is his teachings, not his birth or crucifixion, which is important.

The clarity of Jesus’ teachings on the kingdom would have been filtered through at least one layer of memory of his disciples, and likely a second layer, contaminated by second layer understanding of other wisdom traditions such as Gnosticism or Neoplatonism. Some have attempted to identify Buddhist influences in the teachings of Jesus. From my reading of Q and Thomas, his sayings do not seem to have any clearly identifiable Buddhist terminology but rather to be the attempt of someone to describe his own enlightenment experience using poetic images and parables based in his own culture. Unlike the Buddha, he did not have a ready-made set of techniques (meditation) well known to others in his culture, which he could adapt as practices to facilitate the achievement of enlightenment. And so, inevitably, his teachings were turned from practices into beliefs by later generations of Christians.

As the Jesus tradition continued to develop, it incorporated many mythological themes from other Middle Eastern religious traditions, including death and resurrection after three days, and the myth of a paradise and a hell not of this earth, where the souls of the dead go after death. Probably after the first disciples and the second generation of followers, there were few traditions if any which preserved any understanding of Jesus’ actual message:  that the kingdom of heaven was right here now, waiting to be discovered like a treasure in a field, on this earth, not somewhere else in the future.

As for hell, it is not mentioned in Q or Thomas. The devil is mentioned twice, but only as an agent tempting Jesus to abandon his path to enlightenment. In few hundred years after Jesus’ death as the Christian religion developed and became the state religion of the Roman Empire, it incorporated a mythology of hell as a place of eternal torment for sinners. This was likely influenced by Zoroastrianism, a Persian religion which emphasizes a never-ending battle between good and evil — a contest between the religion’s God, Ahura Mazda, and an evil spirit, Ahriman. Its concept of hell involved the punishment of those who did evil in life, but it was also considered temporary and reformative, souls do not rest in eternal damnation. These beliefs almost certainly influenced all the Abrahamic religions, though Christianity’s notions of hell have also been heavily influenced by medieval views, particularly as expressed in the poetry of Dante and John Milton.

Modern Christianity, at least in developed countries other than the USA, is much more likely to preach that God is good, which makes it difficult to believe that God is also willing to have the vast majority of his children tortured forever and ever for any reason whatsoever, much less for crimes like accepting their sexuality or believing what their parents taught them, or not believing one or any of the many versions of Christianity.

Belief in heaven and hell – Part 2

In Part 1 of this post, I examined global variations in the prevalence of belief in heaven or hell, both in the total adult population and among Christians and those with other religious affiliations. I found that the prevalence of belief in heaven and hell among Christians in the USA is much higher than in any of the “West” culture zones, or the Orthodox East. In the developed countries other than the USA, only 52% of Christians say they believe in heaven, and significantly fewer say they believe in hell (42%). In contrast, Christians in the USA have a much higher level of belief, and similar levels of belief in heaven (85%) and hell (81%).

In social media, I’ve seen quite a few questions from Christians to atheists, essentially asking why they do not fear going to hell. And responses from atheists like myself, who simply cannot imagine how anyone could believe that a supposedly loving god would condemn people to eternal torture for a list of transgressions which seem to vary across flavors of Christianity and to be cherry-picked from a long list of sins mainly appearing in the Old Testament. A good starting point for understanding such different views are the levels and stages of moral development identified by Kohlberg [1]

Kohlberg’s theory proposes that there are three levels of moral development, with each level split into two stages. Kohlberg suggested that people move through these stages in a fixed order, and that moral understanding is linked to cognitive development. The three levels of moral reasoning include preconventional, conventional, and postconventional.

The preconventional level is characterized by a morality determined by fear of punishment or expectation of reward. At the conventional level, moral decisions are based on the expectations of social groups or society at large. In modern societies, most children transition from the preconventional level around age 8-10 years to the conventional level. In late adolescence or adulthood, some adults move to the postconventional level, in which inter-individual’s judgements of good and bad become influenced by universal moral principles. If necessary, people at stage 6 may well take actions based on moral assessments derived from universal values, even if they conflict with laws and societal values. Kohlberg had relatively limited empirical data and estimated that around 10-15% of adults in developed countries reached the postconventional level.

There has been controversy around Kohlberg’s theory, particularly as to universality and applicability in non-Western cultures and as to whether people progress in a regular sequence through the levels and stages. Some studies that found around 20-30% of people appeared to regress to a lower stage in the years after finishing high school, and this led Kohlberg to refine his criteria to minimize the apparent regression by raising the threshold for the postconventional level. However, this resulted in lower prevalences of people at postconventional level, and some researchers argued that the postconventional level was not universal but specific to “Western” culture [2].

A 2007 review [3] of 120 studies in 42 countries found that “Kohlberg was in principle correct regarding the universality of basic moral judgment development, moral values, and related social perspective-taking processes across cultures.” In the years from late childhood to early adolescence, a qualitative shift from preconventional to conventional morality was observed across difference methods of assessment and diverse cultures. The shift typically occurs somewhat earlier for females and much later, if at all, for delinquents and prisoners.

The evidence suggests that moral stage development is facilitated by social perspective-taking opportunities. Higher stages of moral development were associated with education, social class, urban settings and in adults in volunteer community service, or in university or complex work settings. Gilligan [4] has further developed Kohlberg’s framework to take into account the somewhat different . Gebser [5] and Wilber [6, 7] have elaborated the link between these stages of individual development and the broad evolution of cultures over the course of human evolution through magic, mythic, rational, to integral stages. Wilber also refers to the mindsets associated with the three broad stages of moral values as egocentric, ethnocentric and worldcentric.

When it comes to religion, and specifically Christianity, people at preconventional level are motivated primarily by (future) divine punishments and rewards. People at this level interpret heaven and hell in literal terms as the places where they will be rewarded or punished after death for their actions (and in some cases even for their thoughts). This preconventional basis for moral decisions can easily be twisted into a basis for threatening non-believers or into a justification for violence as punishment for those who are perceived as sinful.

Religious people at the post-conventional level, by contrast, are not really concerned with punishments or rewards. Heaven and hell are not prominent concepts and indeed hell in particular is very unlikely to be believed to be an actual place as opposed to a metaphor. People at this level are rather concerned with following universal moral principles (love thy neighbour as thyself etc) and caring for others, even if that entails conflict with the laws or general social beliefs. It is these people who will protest against nuclear weapons or leave water in the desert for refugees.

At the conventional level, where most adults are, moral decisions and beliefs will be heavily dependent on the general level of education and cognitive development, the degree that their society encourages social perspective-taking, as well as the levels of belief in things like heaven and hell at societal level (from where the conventional moralist take their guidance). 

I think these factors go some way to explaining the differences in prevalence of belief in heaven and hell between the USA and most other developed countries.  Outside the USA, involvement in religious practice has been declining for decades, and atheism and non-religiousness have been increasing (see here). There are quite a few countries where the irreligious (atheist or religion unimportant) are a majority of the population. Most of these countries have high levels of education and a strong acceptance of the need for social safety nets such as universal health insurance, unemployment benefits, paid sick leave and parental level etc.

In contrast, the USA still has relatively high levels of religious belief and participation, an unusually high proportion of Christians who are fundamentalists, lower levels of education with fewer universal standards or curricula, and a very individualistic culture with very limited social safety nets and a fairly widespread belief that people who cannot pay for services should not get them.

In the USA, not only those at preconventional level, but also many religious people at conventional level, are likely to believe in heaven and hell because such beliefs are widespread in a culture which has large numbers of people with egocentric and ethnocentric mindsets.

In other high -income countries, not only are more religious people at a higher stage of moral development, but the general culture largely rejects belief in hell because it conflicts with universal moral principles (such as finite penalties for finite transgressions) and, for a large minority, because it is incompatible with a worldcentric mindset. For the many young people galvanized by the global existential issues facing humans today, a belief that the majority of people outside their culture/religion are destined for eternal torture is not only unacceptable but also unbelievable.

References

  1. Kohlberg, L. The Psychology of Moral Development: The Nature and Validity of Moral Stages (Essays on Moral Development, Volume 2). Harper & Row: 1984.
  2. Snarey, J. (1985). The cross-cultural universality of social-moral development: A critical review of Kohlbergian research. Psychological Bulletin, 97, 202–232.
  3. Gibbs, J. C., Basinger, K. S., Grime, R. L., & Snarey, J. R. (2007). Moral judgment development across cultures: Revisiting Kohlberg’s universality claims. Developmental Review, 27(4), 443–500. https://doi.org/10.1016/j.dr.2007.04.001  
  4. Gilligan, Carol. In a different voice: Women’s conceptions of self and of morality. Harvard Educational Review. 1977, 47(4), 481-517
  5. Gebser, Jean. The Ever-Present Origin, authorized translation by Noel Barstad with Algis Mickunas, Athens: Ohio University Press, 1985.
  6. Wilber, Ken. Up from Eden. Anchor Press/Doubleday, 1981
  7. Wilber Ken. Integral Spirituality. Integral Books: Boston and London, 2007.